DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• P•••••••••

U•• F•••••••• S••••••• I•••wirehouseBoston, Madual registrantIAPD 2160449

Feed of 09/14/2026

Also filed as Jay Pettinelli

At current firm

0 y

since Dec 16, 2025

In the industry

34 y

since Mar 27, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Dec 16, 2025 · Boston, Ma
M••••• S•••••• wirehouse
Apr 16, 2018 to Dec 8, 2025 · Waltham, Ma
S•••••••• S••••••••• BD affiliated
Oct 5, 2015 to Apr 10, 2018 · Randolph, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 22, 2013 to Sep 24, 2015 · Norwood, Ma
E••••• J•••• national BD
Jan 8, 2013 to May 16, 2013 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Dec 8, 2025, registered Dec 16, 2025 (8 days) · Wirehouse to wirehouse
S•••••••• S••••••••• to M••••• S••••••
left Apr 10, 2018, registered Apr 16, 2018 (6 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• S•••••••••
left Sep 24, 2015, registered Oct 5, 2015 (11 days) · Other
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 16, 2013, registered Jul 22, 2013 (67 days) · Affiliated broker-dealer or bank to wirehouse

Signals

J•••• P••••••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2025-12-16)
Dec 8, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address