DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• R•••••• B••••••

L•• F•••••••• L••BD affiliatedNavarre, Fldual registrantIAPD 2162955

Feed of 09/14/2026

Also filed as Chris B••••••

At current firm

1 y

since Sep 30, 2024

In the industry

34 y

since Mar 3, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 30, 2024 · Navarre, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 11, 2024 to Nov 22, 2024 · Navarre, Fl
C••••• A••••••• L•• former
Oct 3, 2016 to Mar 21, 2024 · San Diego, Ca
I•••••••• C•••••• A••••••• former
Aug 29, 2013 to Oct 3, 2016 · San Diego, Ca
I••••••••• F•••••••• G••••• L•• BD affiliated
Aug 26, 2008 to Aug 14, 2013 · San Diego, Ca
M•• I•••••••• S•••••••• L•• BD affiliated
Jul 8, 1997 to May 29, 2008 · La Jolla, Ca
N•• W•••• S•••••••• unclassified
Jan 15, 1997 to Dec 31, 2004 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Nov 22, 2024, registered Sep 30, 2024 (-53 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 11, 2024 (-10 days) · corporate re-registration, not a move
I•••••••• C•••••• A••••••• to C••••• A••••••• L••
left Oct 3, 2016, registered Oct 3, 2016 (0 days) · channel change inside one enterprise, not a move · moved with a team
I••••••••• F•••••••• G••••• L•• to I•••••••• C•••••• A•••••••
left Aug 14, 2013, registered Aug 29, 2013 (15 days) · Other
M•• I•••••••• S•••••••• L•• to I••••••••• F•••••••• G••••• L••
left May 29, 2008, registered Aug 26, 2008 (89 days) · Other
N•• W•••• S•••••••• to M•• I•••••••• S•••••••• L••
left Dec 31, 2004, registered Jul 8, 1997 (-2733 days) · Other

Signals

C••••••••• R•••••• B•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2024-09-30)
Nov 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address