RIA Intelligence

• M• H••••••• S••••••••• I••• BD affiliated current
  since Mar 28, 2023 · Newark, De
• N• A••••••• independent RIA
  Jul 14, 2016 to Apr 26, 2023 · Newark, De
• P••••• W••••• A•••••••• L•• former
  Dec 9, 2011 to Jun 10, 2016 · West Chester, Pa
• H•••••• T••••••• • K•••• L•• independent RIA
  Jun 20, 2008 to Jun 9, 2016 · Conshohocken, Pa

• N• A••••••• to M• H••••••• S••••••••• I•••
  left Apr 26, 2023, registered Mar 28, 2023 (-29 days) · RIA to affiliated broker-dealer or bank · moved with a team
• P••••• W••••• A•••••••• L•• to N• A•••••••
  left Jun 10, 2016, registered Jul 14, 2016 (34 days) · Other
• H•••••• T••••••• • K•••• L•• to P••••• W••••• A•••••••• L••
  left Jun 9, 2016, registered Dec 9, 2011 (-1644 days) · Other

• S•••••• C••••••••• T••••• left N• A••••••• for M• H••••••• S••••••••• I••• (registered 2023-03-28)
  Apr 26, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address