DFX Intelligence
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Registered advisor
M•••••• J• G•••••
Feed of 09/15/2026
Also filed as M•••••• J• G••••••••• J••••• G•••••
At current firm
1 y
since May 15, 2025
In the industry
33 y
since Oct 7, 1992 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Weymouth, Ma
- C••• F•••••••• S•••••••• L••• formerAug 24, 2021 to May 15, 2025 · Quincy, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 14, 2019 to Sep 10, 2019 · West Warwick, Ri
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 6, 2016 to Aug 16, 2017 · Riverside, Ri
- A••••• A•• P••••••• S••••••• BD affiliatedJan 5, 2015 to Oct 21, 2016 · Waltham, Ma
- V••• F•••••••• A•••••••• I••• BD affiliatedApr 29, 2013 to Dec 3, 2014 · Braintree, Ma
- S•••••••• A••••••• L•• national BDOct 4, 2011 to Mar 28, 2013 · Braintree, Ma
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to C••• F•••••••• S•••••••• L•••left Sep 10, 2019, registered Aug 24, 2021 (714 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••left Aug 16, 2017, registered Aug 14, 2019 (728 days) · Wirehouse to affiliated broker-dealer or bank
- A••••• A•• P••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 21, 2016, registered Dec 6, 2016 (46 days) · Other
- V••• F•••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••left Dec 3, 2014, registered Jan 5, 2015 (33 days) · Other
- S•••••••• A••••••• L•• to V••• F•••••••• A•••••••• I•••left Mar 28, 2013, registered Apr 29, 2013 (32 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address