DFX Intelligence
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Registered advisor
B•••• J•• R•••••••
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
0 y
since Nov 3, 2025
In the industry
32 y
since Oct 7, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I•••••••• A•••••••• L•• BD affiliated currentsince Nov 3, 2025 · Urbandale, Ia
- L••• S••••• A•••••••• L•• formerAug 17, 2020 to Nov 3, 2025 · Springfield, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 12, 2010 · Purchase, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 20, 2007 to Jun 1, 2009 · Florham Park, Nj
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jan 17, 2007 · Florham Park, Nj
- P••••••••• E••••• G••••• L•• unclassifiedJul 1, 2002 to Jul 1, 2003 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to L••• S••••• A•••••••• L••left Jul 12, 2010, registered Aug 17, 2020 (3689 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Jan 17, 2007, registered Mar 20, 2007 (62 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address