DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Public Safety Financial/Galloway
Legal name Galloway Asset Management LLC
Latest filing Jun 26, 2026
First filing on the tape Mar 27, 2012 · 61 filings
SEC status approved since Mar 20, 2008
RAUM
$17.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$17.9M individuals and HNW
Advisors
27
registered through the firm on IAPD
RAUM per advisor
$662,288
derived; firm RAUM over IAPD count
Employees
31
23 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
61 filings and snapshots on the tape
RAUM$17.9M as of Jun 26, 2026
Mar 27, 2012$165M then
HNW client RAUM$119M as of Feb 23, 2026
Mar 28, 2019$5.8M then
State-registered IARs (5.B.3)26 as of Jun 26, 2026
Mar 28, 20138 then
Employees (5.A)31 as of Jun 26, 2026
Mar 28, 201316 then
Private funds: no history
RAUM -98% over the last fiscal year-70% a year over threeIARs 28 to 26
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $662,288derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $235,286derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 27.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -98%derivedbetween the last two annual amendments
- Advisor growth, one year
- -7.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$17.9M100%
- Individual clients
- 74reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 76reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
27 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Jeffrey Galloway | Mesa, Az | Jul 20, 2006 | 28 y | 2 |
| Christopher Alan Hoerchler | Mesa, Az | Jul 7, 2008 | 19 y | 1 |
| Magdalena Eberhardt | Mesa, Az | Jul 15, 2008 | 27 y | 3 |
| Cody Ron Carmichael | Kansas City, Mo | Feb 13, 2013 | 26 y | 0 |
| Shane Michael Knoll | Mesa, Az | Oct 3, 2013 | 22 y | 2 |
| Brian Craig Delfs | Kansas City, Mo | May 28, 2014 | 16 y | 0 |
| Joe Henry Connell | Kansas City, Mo | Jan 13, 2015 | 41 y | 3 |
| Tyler Jacob Allen | Kansas City, Mo | Mar 12, 2015 | 18 y | 0 |
| Matthew Allen RogersCertified Financial Planner | Kansas City, Mo | May 7, 2015 | 33 y | 0 |
| Casey Adam Johnston | Mesa, Az | May 8, 2015 | 24 y | 0 |
| Drew Allyse Griffith | Kansas City, Mo | Jun 22, 2015 | 11 y | 0 |
| Steven Boyd Wheeler | Kansas City, Mo | Jul 15, 2015 | 11 y | 0 |
| Jordan Leigh Andrews | Mesa, Az | Nov 30, 2015 | 10 y | 0 |
| Todd G Thomas | Kansas City, Mo | Dec 9, 2015 | 10 y | 0 |
| Christopher Alan Dechant | Kansas City, Mo | Jul 6, 2016 | 31 y | 0 |
| William Lyall | Mesa, Az | Jul 3, 2017 | 41 y | 0 |
| Andrea Lenore AlleyCertified Financial Planner | Mesa, Az | Feb 12, 2019 | 18 y | 1 |
| Mark Clifford Ewings | Mesa, Az | Feb 8, 2021 | 26 y | 0 |
| Shane Christopher Conway | Greenville, Sc | Apr 13, 2023 | 10 y | 0 |
| Andrew Jordan Evans | Wildomar, Ca | May 26, 2023 | 12 y | 0 |
| Craig Halver | Mesa, Az | Sep 8, 2023 | 24 y | 0 |
| John T HendersonCertified Financial Planner | Kansas City, Mo | Oct 18, 2023 | 10 y | 1 |
| Brian Dean JuttingCertified Financial Planner | Mesa, Az | Aug 16, 2024 | 13 y | 1 |
| Elyssa Nicole SelvidgeCertified Financial Planner | Kansas City, Mo | Sep 2, 2025 | 12 y | 0 |
| Bryan Ness Jeffries | Mesa, Az | Feb 5, 2026 | 31 y | 0 |
| Johnny Ray Hernandez | Mesa, Az | Apr 22, 2026 | 10 y | 3 |
| Cale William DodaCertified Financial Planner | Mesa, Az | Jul 10, 2026 | 10 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 3.7% of current headcount4 left over 36 months
Left, latest
- David Andrew Vidaure to Modern Wealth Management, LLCMar 24, 2026 · RIA to RIA
- Joseph Alan Turley to Summit Global Investments, LLCOct 22, 2024 · RIA to RIA
- David Hartley Turley to Summit Global Investments, LLCJan 30, 2024 · RIA to RIA
- Jeffrey Alan Barczak to Cambridge Investment Research Advisors, Inc.Oct 24, 2023 · RIA to affiliated broker-dealer or bank
- Joseph Alan Turley to Morgan StanleyOct 9, 2019 · RIA to wirehouse
- Michael A Acevedo to DynamicDec 1, 2016 · Other
- Carlyn J Bouchard to Msi Financial Services, Inc.Sep 28, 2015 · Other
- Myra K Alport to Integrated Wealth Management, LLCJun 19, 2015 · Other
- Ross Daniel Emmer to Retirement Planners Of AmericaJul 2, 2014 · Other
- Brian Joseph Rellihan to Advice And Planning ServicesJul 19, 2010 · Other
- Paula Przewlocki to Cambridge Investment Research Advisors, Inc.Dec 7, 2009 · Other
Joined, latest
- Johnny Ray Hernandez from Martinsen Wealth ManagementApr 22, 2026 · RIA to RIA
- Brian Dean Jutting from Vanguard Advisers, Inc.Aug 16, 2024 · Affiliated broker-dealer or bank to independent RIA
- John T Henderson from LPL Financial LLCOct 18, 2023 · Affiliated broker-dealer or bank to independent RIA
- Joseph Alan Turley from Morgan StanleyMay 28, 2021 · Wirehouse to independent RIA
- Joe Henry Connell from Cambridge Investment Research Advisors, Inc.Jan 13, 2015 · Other
- Carlyn J Bouchard from UBS Financial Services Inc.Dec 10, 2014 · Other
- Shane Michael Knoll from J.P. Morgan Securities LLCOct 3, 2013 · Other
- Michael A Acevedo from SpcFeb 14, 2013 · Other
- Ross Daniel Emmer from Missionsquare RetirementSep 11, 2012 · Other
- Brian Joseph Rellihan from Cetera Advisors LLCJul 21, 2008 · Other
- Magdalena Eberhardt from Cetera Advisors LLCJul 15, 2008 · Other
- Christopher Alan Hoerchler from Cetera Advisors LLCJul 7, 2008 · Other
- Michael Jeffrey Galloway from Cetera Advisors LLCJul 20, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Magdalena Eberhardt · Chief Operations Officercontrolsince 02/2007 · owns less than 5%
- Jeffrey Michael Galloway · Chief Executive Officer / Chief Compliance Officer (10/2023)controlsince 01/2005 · owns less than 5%
- G Todd Thomas · National Vice Presidentcontrolsince 02/2022 · owns less than 5%
- Jeffrey Michael Galloway · Membercontrolsince 05/2009 · owns 75% or more of Public Safety Financial, LLC
Entity owners
- Public Safety Financial, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mesa, Az · principal | 27 | 4 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 27, 2026accounts (Item 5.F.2.f) moved from 4,184.0 to 76.0 (-98.0%) between the annual amendments of 2025-04-07 and 2026-03-27; the peer median change was +2.0% (136 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, under $100M (136) · 0.0% percentile
- RAUM down 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $942,235,740 to $17,881,765 (-98.0%) between the annual amendments of 2025-04-07 and 2026-03-27; the peer median change was +8.0% (219 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, under $100M (219) · 0.5% percentile
What changed
consecutive filings, newest first
- Accounts · 4,184 to 76Feb 23, 2026 to Mar 27, 2026
- Advisory employees · 24 to 23Feb 23, 2026 to Mar 27, 2026
- HNW clients · 80.0 to unsetFeb 23, 2026 to Mar 27, 2026
- Individual clients · 2,800 to 74Feb 23, 2026 to Mar 27, 2026
- Assets in custody · 44166918.0 to unsetFeb 23, 2026 to Mar 27, 2026
- Custody of client assets · true to falseFeb 23, 2026 to Mar 27, 2026
- Employees · 32 to 31Feb 23, 2026 to Mar 27, 2026
- Insurance-licensed employees · 26 to 25Feb 23, 2026 to Mar 27, 2026
- State-registered IARs · 27 to 26Feb 23, 2026 to Mar 27, 2026
- Discretionary RAUM · $930M to $17.9MFeb 23, 2026 to Mar 27, 2026
- HNW RAUM · 119493345.0 to unsetFeb 23, 2026 to Mar 27, 2026
- Individual RAUM · $823M to $17.9MFeb 23, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $11.8M to $0Feb 23, 2026 to Mar 27, 2026
- RAUM · $942M to $17.9MFeb 23, 2026 to Mar 27, 2026
- Employees · 36 to 32Dec 26, 2025 to Feb 23, 2026
- Advisory employees · 26 to 24Dec 26, 2025 to Feb 23, 2026
- Insurance-licensed employees · 27 to 26Dec 26, 2025 to Feb 23, 2026
- BD registered reps · 2 to 0Aug 21, 2025 to Nov 4, 2025
- Employees · 38 to 36Aug 21, 2025 to Nov 4, 2025
- Insurance-licensed employees · 0 to 27Aug 21, 2025 to Nov 4, 2025
- State-registered IARs · 26 to 27Aug 21, 2025 to Nov 4, 2025
- Advisory employees · 27 to 26Jul 28, 2025 to Aug 21, 2025
- BD registered reps · 3 to 2Jul 28, 2025 to Aug 21, 2025
- Employees · 39 to 38Jul 28, 2025 to Aug 21, 2025
- State-registered IARs · 27 to 26Jul 28, 2025 to Aug 21, 2025
- Financial planning clients · More than 500 to More than 500Jun 4, 2025 to Jul 28, 2025
- Advisory employees · 28 to 27May 23, 2025 to Jun 4, 2025
- Employees · 40 to 39May 23, 2025 to Jun 4, 2025
- State-registered IARs · 28 to 27May 23, 2025 to Jun 4, 2025
- Accounts · 3,821 to 4,184Dec 3, 2024 to Apr 7, 2025
- Advisory employees · 27 to 28Dec 3, 2024 to Apr 7, 2025
- Individual clients · 2,600 to 2,800Dec 3, 2024 to Apr 7, 2025
- Assets in custody · $31.5M to $44.2MDec 3, 2024 to Apr 7, 2025
- Employees · 38 to 40Dec 3, 2024 to Apr 7, 2025
- Financial planning clients · 26-50 to More than 500Dec 3, 2024 to Apr 7, 2025
- State-registered IARs · 27 to 28Dec 3, 2024 to Apr 7, 2025
- Discretionary RAUM · $775M to $930MDec 3, 2024 to Apr 7, 2025
- HNW RAUM · $114M to $119MDec 3, 2024 to Apr 7, 2025
- Individual RAUM · $678M to $823MDec 3, 2024 to Apr 7, 2025
- Non-discretionary RAUM · $17.6M to $11.8MDec 3, 2024 to Apr 7, 2025
Signals
10 dated events
- Public Safety Financial/Galloway reported RAUM $17.9M, down 98% from $942.2M (2026-02-23 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- David Andrew Vidaure left Public Safety Financial/Galloway for Modern Wealth Management, Llc (registered 2025-08-29)Mar 24, 2026 · Advisor changed firm · fact
- Elizabeth Cindy Lance (Chief Financial Officer) no longer on Schedule A of Public Safety Financial/Galloway (listed 2024-10-22, absent 2024-11-07)Nov 7, 2024 · Control person left · inference
- Joseph Alan Turley left Public Safety Financial/Galloway for Summit Global Investments, Llc (registered 2025-12-05)Oct 22, 2024 · Advisor changed firm · fact
- David Hartley Turley left Public Safety Financial/Galloway for Summit Global Investments, Llc (registered 2024-02-06)Jan 30, 2024 · Advisor changed firm · fact
- Jeffrey Alan Barczak left Public Safety Financial/Galloway for Cambridge Investment Research Advisors, Inc. (registered 2024-01-16)Oct 24, 2023 · Advisor changed firm · fact
- G Todd Thomas (National Vice President) appeared on Schedule A of Public Safety Financial/GallowayMar 31, 2023 · Control person joined · fact
- Public Safety Financial/Galloway reported RAUM $695.9M, up 27% from $546.0M (2021-10-20 to 2022-03-18)Mar 18, 2022 · RAUM change · derived
- Public Safety Financial/Galloway reported RAUM $470.8M, up 27% from $370.0M (2019-03-28 to 2020-02-10)Feb 10, 2020 · RAUM change · derived
- Public Safety Financial/Galloway reported 24 state-registered advisory representatives, up from 10 (2018-10-22 to 2019-03-28)Mar 28, 2019 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- 411@galloway911.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 480-325-8668reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/psf-gallowayreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GALLOWAY911.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 480-325-8668reportedpublic record, Form ADV, Jun 26, 2026
- Team page
- galloway911.com/meet-our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $662,288derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026