DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• J•• M•••••

T•• F•••••••• A•••••••independent RIAGreenville, Sc IA-onlyIAPD 2178372

Feed of 09/15/2026

Also filed as Dave M•••••

At current firm

2 y

since Mar 25, 2024

In the industry

34 y

since Nov 5, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• F•••••••• A••••••• independent RIA current
since Mar 25, 2024 · Houston, Tx
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Apr 13, 2018 to Apr 2, 2024 · Beaumont, Tx
M••••• S•••••• wirehouse
Jun 1, 2009 to Apr 16, 2018 · Houston, Tx
M••••• S•••••• • C•• L•• unclassified
Aug 15, 2008 to Jun 1, 2009 · Houston, Tx
U•• F•••••••• S••••••• I••• wirehouse
Jul 23, 1999 to Aug 29, 2008 · Beaumont, Tx

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T•• F•••••••• A•••••••
left Apr 2, 2024, registered Mar 25, 2024 (-8 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Apr 16, 2018, registered Apr 13, 2018 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••
left Aug 29, 2008, registered Aug 15, 2008 (-14 days) · Other

Signals

D•••• J•• M••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for T•• F•••••••• A••••••• (registered 2024-03-25)
Apr 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address