DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• M• Z•••••

D••••••independent RIAPhoenix, AzIA-onlyIAPD 2180535

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• Martin Martin

At current firm

1 y

since Jan 2, 2025

In the industry

30 y

since Jun 12, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D•••••• independent RIA current
since Jan 2, 2025 · Phoenix, Az
M••••• S•••••• wirehouse
Dec 14, 2022 to Oct 11, 2024 · Gilbert, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 1, 2011 to Nov 25, 2022 · Scottsdale, Az
C••••••••• F•••••••• N•••••• national BD
Feb 21, 2009 to Dec 17, 2010 · Chandler, Az
Z•••• I••••••••• M••••••••• I••• mixed wealth
Jun 22, 2004 to Feb 9, 2009 · Chicago, Il
C••••••• I••••••••• S••••••• unclassified
Aug 6, 2003 to May 28, 2004 · Oakbrook, Il
Q•••• • R•••••• I••• unclassified
Nov 26, 2002 to Aug 26, 2003 · Chicago, Il
M••••• S•••••• D• I••• unclassified
Feb 5, 1999 to Jun 3, 2002 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to D••••••
left Oct 11, 2024, registered Jan 2, 2025 (83 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Nov 25, 2022, registered Dec 14, 2022 (19 days) · Wirehouse to wirehouse
C••••••••• F•••••••• N•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 17, 2010, registered Nov 1, 2011 (319 days) · Affiliated broker-dealer or bank to wirehouse
Z•••• I••••••••• M••••••••• I••• to C••••••••• F•••••••• N••••••
left Feb 9, 2009, registered Feb 21, 2009 (12 days) · Other
C••••••• I••••••••• S••••••• to Z•••• I••••••••• M••••••••• I•••
left May 28, 2004, registered Jun 22, 2004 (25 days) · Other
Q•••• • R•••••• I••• to C••••••• I••••••••• S•••••••
left Aug 26, 2003, registered Aug 6, 2003 (-20 days) · Other
M••••• S•••••• D• I••• to Q•••• • R•••••• I•••
left Jun 3, 2002, registered Nov 26, 2002 (176 days) · Other

Signals

J•••• M• Z••••• left M••••• S•••••• for Dynamic (registered 2025-01-02)
Oct 11, 2024 · Advisor changed firm · fact
J•••• M• Z••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-12-14)
Nov 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address