DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric D Borggard
Certified Financial Planner
Feed of 09/14/2026
Also filed as Eric Delwyn Borggard
At current firm
9 y
since Jan 17, 2017
In the industry
34 y
since Dec 7, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Jan 17, 2017 · Great Falls, Mt
- Wells Fargo Advisors wirehouseJan 1, 2008 to Jan 18, 2017 · Great Falls, Mt
- A. G. Edwards & Sons, Inc. unclassifiedDec 8, 2006 to Jan 1, 2008 · Great Falls, Mt
- Davidson Investment Advisors, Inc. independent RIAJun 27, 2002 to Nov 27, 2002 · Great Falls, Mt
- D.A. Davidson & Co. independent RIAApr 25, 2002 to Jun 18, 2004 · Great Falls, Mt
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Edward Jonesleft Jan 18, 2017, registered Jan 17, 2017 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- D.A. Davidson & Co. to Davidson Investment Advisors, Inc.left Jun 18, 2004, registered Jun 27, 2002 (-722 days) · Other
- Davidson Investment Advisors, Inc. to A. G. Edwards & Sons, Inc.left Nov 27, 2002, registered Dec 8, 2006 (1472 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address