R•••••• J••••• T••••••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 4, 2024 · Lynnfield, Ma
• O•••• W•••••• I••• BD affiliated
  Sep 1, 2023 to Dec 12, 2023 · Lynnfield, Ma
• S•••••••• F••••••••• I••• former
  Apr 22, 2021 to Sep 1, 2023 · Lynnfield, Ma
• V••• F•••••••• A•••••••• I••• BD affiliated
  Apr 20, 2016 to Apr 26, 2021 · Danvers, Ma
• L•• F•••••••• L•• BD affiliated
  Mar 6, 2006 to Mar 22, 2016 · Woburn, Ma
• C•••••••• G••••• M•••••• I••• BD affiliated
  Nov 12, 1999 to Jun 11, 2004 · Boston, Ma

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Dec 12, 2023, registered Jan 4, 2024 (23 days) · Affiliated broker-dealer or bank to another · moved with a team
• S•••••••• F••••••••• I••• to O•••• W•••••• I•••
  left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
• V••• F•••••••• A•••••••• I••• to S•••••••• F••••••••• I•••
  left Apr 26, 2021, registered Apr 22, 2021 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• L•• F•••••••• L•• to V••• F•••••••• A•••••••• I•••
  left Mar 22, 2016, registered Apr 20, 2016 (29 days) · Other
• C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••
  left Jun 11, 2004, registered Mar 6, 2006 (633 days) · Other

• ••• Locked
  Dec 12, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address