DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Richard Sidney Schainker

Towers Watson Investment Services, Inc.institutionalChicago, Il IA-onlyIAPD 2198011

Feed of 09/15/2026

Also filed as Rich Schainker

At current firm

1 y

since Oct 31, 2024

In the industry

33 y

since Oct 13, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Towers Watson Investment Services, Inc. institutional current
since Oct 31, 2024 · San Mateo, Ca
Kestra Advisory Services, LLC BD affiliated
Dec 15, 2022 to Sep 18, 2023 · San Mateo, Ca
Newfront Retirement Services, Inc. institutional
May 17, 2022 to Aug 18, 2022 · San Mateo, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 9, 2020 to Apr 30, 2022 · San Francisco, Ca
Invesco Advisers, Inc. asset manager
Jan 1, 2010 to Dec 2, 2019 · Atlanta, Ga
Invesco Aim Private Asset Management, Inc. unclassified
Apr 27, 2006 to Jan 1, 2010 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

Kestra Advisory Services, LLC to Towers Watson Investment Services, Inc.
left Sep 18, 2023, registered Oct 31, 2024 (409 days) · Other
Newfront Retirement Services, Inc. to Kestra Advisory Services, LLC
left Aug 18, 2022, registered Dec 15, 2022 (119 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Newfront Retirement Services, Inc.
left Apr 30, 2022, registered May 17, 2022 (17 days) · Other
Invesco Advisers, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Dec 2, 2019, registered Jan 9, 2020 (38 days) · Other
Invesco Aim Private Asset Management, Inc. to Invesco Advisers, Inc.
left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move

Signals

Richard Sidney Schainker left Kestra Advisory Services, Llc for Towers Watson Investment Services, Inc. (registered 2024-10-31)
Sep 18, 2023 · Advisor changed firm · fact
Richard Sidney Schainker left Newfront Retirement Services, Inc. for Kestra Advisory Services, Llc (registered 2022-12-15)
Aug 18, 2022 · Advisor changed firm · fact
Richard Sidney Schainker left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Newfront Retirement Services, Inc. (registered 2022-05-17)
Apr 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address