DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

L••••• C•••••• C••••

Asset manager (funds and pooled vehicles)Vancouver, WashingtonCRD 46206SEC 801-56684websiteIAPD
Latest filing Jan 28, 2026
First filing on the tape Apr 2, 2012 · 19 filings
SEC status approved since Jul 16, 1999
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.4B as of Jan 28, 2026
Apr 2, 2012$365M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 28, 2026
Mar 27, 20133 then
Employees (5.A)2 as of Jan 28, 2026
Mar 27, 201310 then
Private funds: no history
RAUM +24% over the last fiscal year+128% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$705MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$1.4B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • L••••• J••• E•••• · President, Vp, Secretary, Treasurercontrol
    since 06/2009 · owns 75% or more
  • D•••••• C•••• L•• · Cco
    since 01/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Discretionary RAUM · $1.1B to $1.4B
    Jan 31, 2025 to Jan 28, 2026
  • RAUM · $1.1B to $1.4B
    Jan 31, 2025 to Jan 28, 2026
  • Advisory employees · 1 to 2
    Jan 16, 2024 to Jan 31, 2025
  • Employees · 1 to 2
    Jan 16, 2024 to Jan 31, 2025
  • Financial planning clients · 0 to 0
    Jan 16, 2024 to Jan 31, 2025
  • Discretionary RAUM · $523M to $1.1B
    Jan 16, 2024 to Jan 31, 2025
  • RAUM · $523M to $1.1B
    Jan 16, 2024 to Jan 31, 2025
  • Discretionary RAUM · $119M to $523M
    May 23, 2023 to Jan 16, 2024
  • RAUM · $119M to $523M
    May 23, 2023 to Jan 16, 2024
  • Discretionary RAUM · $59.1M to $119M
    Jan 14, 2022 to Jan 13, 2023
  • RAUM · $59.1M to $119M
    Jan 14, 2022 to Jan 13, 2023
  • Accounts · 3 to 2
    Jan 20, 2021 to Jan 14, 2022
  • BD registered reps · 1 to 0
    Jan 20, 2021 to Jan 14, 2022
  • Employees · 4 to 1
    Jan 20, 2021 to Jan 14, 2022
  • State-registered IARs · 2 to 0
    Jan 20, 2021 to Jan 14, 2022
  • Discretionary RAUM · $106M to $59.1M
    Jan 20, 2021 to Jan 14, 2022
  • RAUM · $106M to $59.1M
    Jan 20, 2021 to Jan 14, 2022
  • Advisory employees · 2 to 1
    Jan 21, 2020 to Jan 20, 2021
  • BD registered reps · 6 to 1
    Jan 21, 2020 to Jan 20, 2021
  • Employees · 7 to 4
    Jan 21, 2020 to Jan 20, 2021
  • State-registered IARs · 6 to 2
    Jan 21, 2020 to Jan 20, 2021
  • Discretionary RAUM · $294M to $106M
    Jan 21, 2020 to Jan 20, 2021
  • RAUM · $294M to $106M
    Jan 21, 2020 to Jan 20, 2021
  • BD registered reps · 5 to 6
    Jan 25, 2019 to Jan 21, 2020
  • Employees · 5 to 7
    Jan 25, 2019 to Jan 21, 2020
  • State-registered IARs · 4 to 6
    Jan 25, 2019 to Jan 21, 2020
  • Other offices · 1 to 0
    Jan 25, 2019 to Jan 21, 2020
  • Discretionary RAUM · $331M to $294M
    Jan 25, 2019 to Jan 21, 2020
  • RAUM · $331M to $294M
    Jan 25, 2019 to Jan 21, 2020
  • BD registered reps · 4 to 5
    Jan 12, 2018 to Jan 25, 2019
  • Employees · 6 to 5
    Jan 12, 2018 to Jan 25, 2019
  • Discretionary RAUM · $194M to $331M
    Jan 12, 2018 to Jan 25, 2019
  • RAUM · $194M to $331M
    Jan 12, 2018 to Jan 25, 2019
  • BD registered reps · 6 to 4
    Jun 7, 2017 to Jan 12, 2018
  • Employees · 7 to 6
    Jun 7, 2017 to Jan 12, 2018
  • State-registered IARs · 5 to 4
    Jun 7, 2017 to Jan 12, 2018
  • Other offices · unset to 1.0
    Jun 7, 2017 to Jan 12, 2018
  • Discretionary RAUM · $326M to $194M
    Jun 7, 2017 to Jan 12, 2018
  • RAUM · $326M to $194M
    Jun 7, 2017 to Jan 12, 2018
  • HQ city · PORTLAND to VANCOUVER
    May 8, 2017 to Jun 7, 2017
Signals
6 dated events
  • L••••• C•••••• C•••• reported RAUM $1.1B, up 117% from $522.8M (2024-01-16 to 2025-01-31)
    Jan 31, 2025 · RAUM change · derived
  • L••••• C•••••• C•••• reported RAUM $522.8M, up 338% from $119.2M (2023-05-23 to 2024-01-16)
    Jan 16, 2024 · RAUM change · derived
  • L••••• C•••••• C•••• reported RAUM $105.8M, down 64% from $294.5M (2020-01-21 to 2021-01-20)
    Jan 20, 2021 · RAUM change · derived
  • L••••• C•••••• C•••• reported RAUM $331.4M, up 71% from $194.0M (2018-01-12 to 2019-01-25)
    Jan 25, 2019 · RAUM change · derived
  • L••••• C•••••• C•••• reported RAUM $194.0M, down 41% from $326.5M (2017-06-07 to 2018-01-12)
    Jan 12, 2018 · RAUM change · derived
  • L••••• C•••••• C•••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Mar 27, 2013 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
L•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
503-294-1010reportedpublic record, Form ADV, Jan 28, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026