RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Y••• J•••••
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Jul 9, 2026 · Radnor, Pa
- W•••• F•••• A••••••• wirehouseMay 14, 2015 to Jul 20, 2026 · Conshohocken, Pa
- M••••• S•••••• wirehouseFeb 7, 2011 to May 26, 2015 · Blue Bell, Pa
- W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••left Jul 20, 2026, registered Jul 9, 2026 (-11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left May 26, 2015, registered May 14, 2015 (-12 days) · Wirehouse to wirehouse
- Y••• J••••• left W•••• F•••• A••••••• for J••••• M••••••••• S•••• L•• (registered 2026-07-09)Jul 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address