DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• I••••••••• A••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Dec 16, 2011 · 34 filings
SEC status approved since Feb 9, 2004
RAUM
$1.3B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
85%
$1.1B individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$108M
derived; firm RAUM over IAPD count
Employees
17
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$1.3B as of Mar 27, 2026
Mar 30, 2012$352M then
HNW client RAUM$894M as of Mar 27, 2026
Feb 1, 2018$341M then
State-registered IARs (5.B.3)12 as of Mar 27, 2026
Apr 1, 20134 then
Employees (5.A)17 as of Mar 27, 2026
Apr 1, 201313 then
Private funds: no history
RAUM +17% over the last fiscal year+20% a year over threeIARs 12 to 12
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $108MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 92derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $518,487derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 5.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 4.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.9%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- $1.2BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$894M69%
- Individuals$204M16%
- Corporations and businesses$70.0M5.4%
- State and municipal entities$53.1M4.1%
- Investment companies$52.7M4.1%
- Pension and profit-sharing plans$17.3M1.3%
- Charitable organizations$1.5M0.1%
- Individual clients
- 842reported
- HNW clients
- 266reported
- Pension plan clients
- 5reported
- Charitable clients
- 8reported
- Accounts
- 2,493reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $6.3M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.85 fund_share=0.04 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• R•••• B••••• | Milford, Pa | Apr 13, 2004 | 33 y | 0 |
| J••••• P•••• B••••• | Milford, Pa | Feb 2, 2005 | 29 y | 0 |
| S•••• A••• G•••••••Chartered Financial Analyst | Milford, Pa | May 2, 2011 | 24 y | 0 |
| K••• A••••••• W••••• | Milford, Pa | Apr 8, 2014 | 30 y | 0 |
| G•••••••• C•••••••• S••••••••• | Milford, Pa | Mar 5, 2018 | 26 y | 0 |
| J••••••• L• J••••• | Milford, Pa | Jul 12, 2018 | 19 y | 0 |
| N••••• A•• D••••• | Milford, Pa | Oct 15, 2018 | 12 y | 0 |
| A•••••••• G••• T••••••••• | Milford, Pa | Nov 19, 2018 | 21 y | 0 |
| C•••• H••••• P•••••Certified Financial Planner | Milford, Pa | Jan 30, 2019 | 14 y | 2 |
| J••••• W•••••• D••• | Milford, Pa | Jul 2, 2019 | 27 y | 0 |
| L••• A•••• B•••••••• | Milford, Pa | Oct 26, 2021 | 28 y | 0 |
| A•••• F• K•••• | Milford, Pa | Mar 1, 2024 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K••• K•••••• C•••• to C••••••• S••••••••• I•••Jun 8, 2018 · RIA to affiliated broker-dealer or bank
- E•••••••• C•••••••• M•••••• to O••••••••• • C•• I•••Jul 2, 2013 · Other
- G•••••• J••••• L•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 18, 2013 · Other
- T•••••• M•••••• D••••• to P•• W••••• M•••••••••Jan 7, 2013 · Other
- S••••• A•• L••• to A••••• A•• P••••••• S•••••••Aug 6, 2010 · Other
- A••• L••• S••••• to M•• A••••••• F•••••••• M••••••••• I•••Nov 15, 2006 · Other
Joined, latest
- A•••• F• K•••• from W•••• F•••• A•••••••Mar 1, 2024 · Wirehouse to independent RIA
- C•••• H••••• P••••• from O•••• W•••••• I•••Jan 30, 2019 · Affiliated broker-dealer or bank to independent RIA
- E•••••••• C•••••••• M•••••• from A••••• A•• P••••••• S•••••••Apr 3, 2013 · Other
- T•••••• M•••••• D••••• from S••••• C•••••• M••••••••• L••Sep 11, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• J•••••• P•••• · Ceo, Cio, Manager, Member-The B••••• Group, LLC The B••••• Group, LLCcontrolsince 01/2015 · owns less than 5%
- B•••••• J•••••• R•••• · Founder, Sr. Portfolio Manager, Member-The B••••• Group, LLCcontrolsince 01/2015 · owns less than 5%
- G•••••••• S••••• A••• · Portfolio Manager & Research Analyst, Member-The B••••• Group, LLCcontrolsince 01/2020 · owns less than 5%
- S••••••••• G••••••••• · Chief Operating Officer,controlsince 01/2020 · owns less than 5%
- W•••••• K•••• A••••••• · Senior Wealth Advisor, Member-The B••••• Group, LLCcontrolsince 01/2019 · owns less than 5%
- B•••••• J•••••• P•••• · Member Managercontrolsince 01/2005 · owns 50% to 75% of T•• B••••• G•••• L••
- B•••••• J•••••• R•••• · Membercontrolsince 02/2004 · owns F of T•• B••••• G•••• L••
- G•••••••• S••••• A••• · Membercontrolsince 01/2020 · owns F of T•• B••••• G•••• L••
- S••••••••• G••••••••• C•••••••• · Membercontrolsince 01/2020 · owns F of T•• B••••• G•••• L••
- W•••••• K•••• A••••••• · Membercontrolsince 08/2013 · owns 25% to 50% of T•• B••••• G•••• L••
- D•••••• N•••••• A•• · Chief Compliance Officersince 03/2020 · owns less than 5%
Entity owners
- T•• B••••• G•••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- B••••• W••••• S•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Milford, Pa · principal | 12 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Sparta, NJ6 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 27, 2026W•••••• K•••• A••••••• (MEMBER) left Schedule A between the filings of 2020-03-30 and 2026-03-27peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 2,317 to 2,493Mar 27, 2025 to Mar 27, 2026
- Advisory employees · 13 to 12Mar 27, 2025 to Mar 27, 2026
- Charity clients · 7 to 8Mar 27, 2025 to Mar 27, 2026
- Corporate clients · 13 to 16Mar 27, 2025 to Mar 27, 2026
- HNW clients · 248 to 266Mar 27, 2025 to Mar 27, 2026
- Individual clients · 788 to 842Mar 27, 2025 to Mar 27, 2026
- Pension plan clients · unset to 5.0Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.0B to $1.2BMar 27, 2025 to Mar 27, 2026
- HNW RAUM · $796M to $894MMar 27, 2025 to Mar 27, 2026
- Individual RAUM · $172M to $204MMar 27, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $62.6M to $99.6MMar 27, 2025 to Mar 27, 2026
- Pension RAUM · $15.9M to $17.3MMar 27, 2025 to Mar 27, 2026
- RAUM · $1.1B to $1.3BMar 27, 2025 to Mar 27, 2026
- Wrap assets (manager) · $8.2M to $6.3MMar 27, 2025 to Mar 27, 2026
- Accounts · 2,164 to 2,317Jan 23, 2025 to Mar 27, 2025
- Advisory employees · 12 to 13Jan 23, 2025 to Mar 27, 2025
- Advisory activities · 5 to 4Jan 23, 2025 to Mar 27, 2025
- Charity clients · 5 to 7Jan 23, 2025 to Mar 27, 2025
- Corporate clients · 15 to 13Jan 23, 2025 to Mar 27, 2025
- HNW clients · 214 to 248Jan 23, 2025 to Mar 27, 2025
- Individual clients · 779 to 788Jan 23, 2025 to Mar 27, 2025
- Employees · 16 to 17Jan 23, 2025 to Mar 27, 2025
- Financial planning clients · 101-250 to 101-250Jan 23, 2025 to Mar 27, 2025
- State-registered IARs · 11 to 12Jan 23, 2025 to Mar 27, 2025
- Discretionary RAUM · $858M to $1.0BJan 23, 2025 to Mar 27, 2025
- HNW RAUM · $652M to $796MJan 23, 2025 to Mar 27, 2025
- Individual RAUM · $155M to $172MJan 23, 2025 to Mar 27, 2025
- Non-discretionary RAUM · $68.6M to $62.6MJan 23, 2025 to Mar 27, 2025
- Pension RAUM · $10.9M to $15.9MJan 23, 2025 to Mar 27, 2025
- RAUM · $927M to $1.1BJan 23, 2025 to Mar 27, 2025
- Wrap assets (manager) · $7.2M to $8.2MJan 23, 2025 to Mar 27, 2025
- Accounts · 2,220 to 2,164Mar 29, 2023 to Mar 27, 2024
- Advisory employees · 11 to 12Mar 29, 2023 to Mar 27, 2024
- Charity clients · unset to 5.0Mar 29, 2023 to Mar 27, 2024
- Corporate clients · 12 to 15Mar 29, 2023 to Mar 27, 2024
- HNW clients · 177 to 214Mar 29, 2023 to Mar 27, 2024
- Individual clients · 756 to 779Mar 29, 2023 to Mar 27, 2024
- Pension plan clients · 15.0 to unsetMar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $673M to $858MMar 29, 2023 to Mar 27, 2024
- HNW RAUM · $480M to $652MMar 29, 2023 to Mar 27, 2024
Signals
2 dated events
- Alan Scott Goginsky (Portfolio Manager & Research Analyst, Member-The Biondo Group, Llc) appeared on Schedule A of B••••• I••••••••• A••••••• L••Mar 30, 2020 · Control person joined · fact
- B••••• I••••••••• A••••••• L•• reported RAUM $519.4M, up 33% from $390.3M (2017-05-19 to 2018-02-01)Feb 1, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@thebiondogroup.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 570-296-5527reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 570-296-5525reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 877-246-6367reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/biondo-investment-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 570-296-5525reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- thebiondogroup.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $108Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026