DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Iain Lesslie Chase Brackstone
Feed of 09/14/2026
Also filed as Iain Lesslie Chase
At current firm
4 y
since Aug 19, 2022
In the industry
34 y
since Sep 2, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Arkadios Wealth Advisors BD affiliated currentsince Aug 19, 2022 · Alpharetta, Ga
- Kalos Management formerFeb 17, 2015 to Sep 30, 2022 · Ponte Vedra Beach, Fl
- Kalos Management formerMar 30, 2012 to Aug 27, 2013 · Alpharetta, Ga
- Triad Advisors, LLC formerOct 7, 2011 to Mar 1, 2012 · Suwanee, Ga
- Hornor, Townsend & Kent, LLC independent RIAJul 26, 2011 to Oct 18, 2011 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Kalos Management to Arkadios Wealth Advisorsleft Sep 30, 2022, registered Aug 19, 2022 (-42 days) · Affiliated broker-dealer or bank to another
- Triad Advisors, LLC to Kalos Managementleft Mar 1, 2012, registered Mar 30, 2012 (29 days) · Other
- Hornor, Townsend & Kent, LLC to Triad Advisors, LLCleft Oct 18, 2011, registered Oct 7, 2011 (-11 days) · Other
Signals
- Iain Lesslie Chase Brackstone left Kalos Management for Arkadios Wealth Advisors (registered 2022-08-19)Sep 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address