DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Peter John Quehl

Osaic Wealth, Inc.BD affiliatedFond Du Lac, Wi dual registrantIAPD 2223832

Feed of 09/15/2026

Also filed as Peter John Uristaquehl

At current firm

2 y

since Jan 19, 2024

In the industry

34 y

since Jun 12, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Jan 19, 2024 · Whitefish Bay, Wi
Woodbury Financial Services, Inc. former
Apr 14, 2023 to Jan 19, 2024 · Fond Du Lac, Wi
Wells Fargo Advisors wirehouse
Sep 30, 2011 to Apr 25, 2023 · Milwaukee, Wi
Chase Investment Services Corp. former
Nov 16, 2009 to Oct 3, 2011 · Milwaukee, Wi
Morgan Stanley wirehouse
Jun 1, 2009 to Dec 1, 2009 · Milwaukee, Wi
Citigroup Global Markets Inc. BD affiliated
Aug 10, 2006 to Jun 1, 2009 · Milwaukee, Wi
Vision Asset Management Inc unclassified
Oct 6, 2000 to Jun 29, 2006 · Oak Brook, Il

Moves

a registration end followed by a registration begin elsewhere

Woodbury Financial Services, Inc. to Osaic Wealth, Inc.
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to Woodbury Financial Services, Inc.
left Apr 25, 2023, registered Apr 14, 2023 (-11 days) · Wirehouse to affiliated broker-dealer or bank
Chase Investment Services Corp. to Wells Fargo Advisors
left Oct 3, 2011, registered Sep 30, 2011 (-3 days) · Other
Morgan Stanley to Chase Investment Services Corp.
left Dec 1, 2009, registered Nov 16, 2009 (-15 days) · Other
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Vision Asset Management Inc to Citigroup Global Markets Inc.
left Jun 29, 2006, registered Aug 10, 2006 (42 days) · Other

Signals

Peter John Quehl left Wells Fargo Advisors for Woodbury Financial Services, Inc. (registered 2023-04-14)
Apr 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address