DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B••••••••• G••••••••

P•••••• A•••••• G••••• L••BD affiliatedMorristown, Njdual registrantIAPD 2242349

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jim G••••••••

At current firm

4 y

since Mar 23, 2022

In the industry

34 y

since Jul 6, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• A•••••• G••••• L•• BD affiliated current
since Mar 23, 2022 · Morristown, Nj
S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated
Aug 10, 2018 to Mar 22, 2022 · Morristown, Nj
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Aug 13, 2018 · Morristown, Nj
A• G• E•••••• • S•••• I••• unclassified
Oct 14, 2003 to Jan 1, 2008 · Morristown, Nj

Moves

a registration end followed by a registration begin elsewhere

S•••••• P••••••• I••••••••• A•••••••• L•• to P•••••• A•••••• G••••• L••
left Mar 22, 2022, registered Mar 23, 2022 (1 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to S•••••• P••••••• I••••••••• A•••••••• L••
left Aug 13, 2018, registered Aug 10, 2018 (-3 days) · Wirehouse to independent RIA · moved with a team
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

J•••• B••••••••• G•••••••• left S•••••• P••••••• I••••••••• A•••••••• L•• for P•••••• A•••••• G••••• L•• (registered 2022-03-23)
Mar 22, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address