RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Sep 18, 2023 · Princeton, Nj
- N••••• I••••••••• M••••••••• B••••••• T•••• asset managerFeb 4, 2021 to Sep 13, 2023 · Philadelphia, Pa
- M••••• S•••••• wirehouseMay 15, 2019 to Feb 2, 2021 · Lawrenceville, Nj
- B•••••••• I••••••••• M••••••••• L•• asset managerAug 17, 2007 to May 23, 2018 · Princeton, Nj
- M•••••• L•••• I••••••••• M••••••• L• unclassifiedSep 1, 2004 to Oct 12, 2006 · Plainsboro, Nj
- N••••• I••••••••• M••••••••• B••••••• T•••• to B•••••••• I••••••••• M••••••••• L••left Sep 13, 2023, registered Sep 18, 2023 (5 days) · Other
- M••••• S•••••• to N••••• I••••••••• M••••••••• B••••••• T••••left Feb 2, 2021, registered Feb 4, 2021 (2 days) · Other
- B•••••••• I••••••••• M••••••••• L•• to M••••• S••••••left May 23, 2018, registered May 15, 2019 (357 days) · Other
- M•••••• L•••• I••••••••• M••••••• L• to B•••••••• I••••••••• M••••••••• L••left Oct 12, 2006, registered Aug 17, 2007 (309 days) · Other
- M•••••• M•••• left N••••• I••••••••• M••••••••• B••••••• T•••• for B•••••••• I••••••••• M••••••••• L•• (registered 2023-09-18)Sep 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address