DFX Intelligence
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Registered advisor
M•••••• P• T•••••••••
Feed of 09/15/2026
Also filed as M•••••• P• T••••••••• T••••••••• P••• T•••••••••
At current firm
13 y
since Dec 4, 2012
In the industry
34 y
since Jul 24, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Dec 4, 2012 · Wesley Chapel, Fl
- H••••••••• F•••••••• A••••••• BD affiliatedJun 25, 2008 to Sep 14, 2012 · Columbus, Oh
- C•••• I••••••••• S••••••• C•••• formerJan 25, 2007 to Feb 12, 2008 · Columbus, Oh
- C••••••• S••••••••• I••• BD affiliatedJun 22, 2006 to Jan 16, 2007 · Chicago, Il
- C••••••• S••••••••• I••• BD affiliatedFeb 27, 2004 to May 12, 2005 · Pittsburgh, Pa
- S•••••••• A••••••• L•• national BDAug 25, 1998 to Mar 1, 2004 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- H••••••••• F•••••••• A••••••• to J••• M••••• S••••••••• L••left Sep 14, 2012, registered Dec 4, 2012 (81 days) · Other
- C•••• I••••••••• S••••••• C•••• to H••••••••• F•••••••• A•••••••left Feb 12, 2008, registered Jun 25, 2008 (134 days) · Other
- C••••••• S••••••••• I••• to C•••• I••••••••• S••••••• C••••left Jan 16, 2007, registered Jan 25, 2007 (9 days) · Other
- S•••••••• A••••••• L•• to C••••••• S••••••••• I•••left Mar 1, 2004, registered Feb 27, 2004 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address