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Registered advisor

A•••••••• J•••••

P•• W••••• M•••••••••BD affiliatedPalm Beach Gardens, Fldual registrantIAPD 2252575

Feed of 09/14/2026

Also filed as A•••••••• J•••••

At current firm

0 y

since Nov 3, 2025

In the industry

29 y

since Aug 28, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Nov 3, 2025 · Palm Beach Gardens, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Nov 14, 2024 to Oct 27, 2025 · Stafford, Va
W•••• F•••• A••••••• wirehouse
Jul 12, 2013 to Nov 19, 2024 · Oakland, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 2, 2011 to Oct 3, 2012 · Santa Rosa, Ca

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to P•• W••••• M•••••••••
left Oct 27, 2025, registered Nov 3, 2025 (7 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••
left Nov 19, 2024, registered Nov 14, 2024 (-5 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Oct 3, 2012, registered Jul 12, 2013 (282 days) · Wirehouse to wirehouse

Signals

A•••••••• J••••• left T••••• A••••••• S•••••••• I••• for P•• W••••• M••••••••• (registered 2025-11-03)
Oct 27, 2025 · Advisor changed firm · fact
A•••••••• J••••• left W•••• F•••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2024-11-14)
Nov 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address