DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N•••• M• T••••••

W•••• F•••• A•••••••wirehouseBoise, Iddual registrantIAPD 2252747

Feed of 09/14/2026

Also filed as N•••• Masuyama

At current firm

2 y

since May 20, 2024

In the industry

34 y

since Sep 15, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since May 20, 2024 · Boise, Id
R• I••••••••• M••••••••• L•• independent RIA
May 22, 2023 to May 10, 2024 · Eagle, Id
S•••••• N••••••• • C••••••• I••••••••• national BD
May 16, 2019 to Mar 9, 2023 · Boise, Id
M••••• S•••••• wirehouse
Jun 1, 2009 to May 14, 2019 · Boise, Id
M••••• S•••••• • C•• L•• unclassified
Oct 29, 2007 to Jun 1, 2009 · Boise, Id

Moves

a registration end followed by a registration begin elsewhere

R• I••••••••• M••••••••• L•• to W•••• F•••• A•••••••
left May 10, 2024, registered May 20, 2024 (10 days) · RIA to wirehouse
S•••••• N••••••• • C••••••• I••••••••• to R• I••••••••• M••••••••• L••
left Mar 9, 2023, registered May 22, 2023 (74 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••
left May 14, 2019, registered May 16, 2019 (2 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

N•••• M• T•••••• left R• I••••••••• M••••••••• L•• for W•••• F•••• A••••••• (registered 2024-05-20)
May 10, 2024 · Advisor changed firm · fact
N•••• M• T•••••• left S•••••• N••••••• • C••••••• I••••••••• for R• I••••••••• M••••••••• L•• (registered 2023-05-22)
Mar 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address