DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christine Anne Pavel
Certified Financial Planner
Feed of 09/15/2026
Also filed as Christine A Pavel
At current firm
7 y
since Apr 17, 2019
In the industry
25 y
since Sep 7, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Keating Financial Advisory Services independent RIA currentsince Apr 17, 2019 · Manhattan, Ks
- Raymond James Financial Services Advisors, Inc BD affiliatedMar 18, 2019 to Jul 1, 2025 · Chicago, Il
- Alera Investment Advisors, LLC mixed wealthNov 2, 2017 to Mar 5, 2019 · Deerfield, Il
- Securian Financial Services, Inc. formerJul 2, 2013 to Nov 2, 2017 · Deerfield, Il
- Trinity Financial Advisors LLC formerSep 16, 2001 to Dec 31, 2003 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Keating Financial Advisory Servicesleft Jul 1, 2025, registered Apr 17, 2019 (-2267 days) · Other · moved with a team
- Alera Investment Advisors, LLC to Raymond James Financial Services Advisors, Incleft Mar 5, 2019, registered Mar 18, 2019 (13 days) · RIA to affiliated broker-dealer or bank
- Securian Financial Services, Inc. to Alera Investment Advisors, LLCleft Nov 2, 2017, registered Nov 2, 2017 (0 days) · corporate re-registration, not a move
- Trinity Financial Advisors LLC to Securian Financial Services, Inc.left Dec 31, 2003, registered Jul 2, 2013 (3471 days) · Other
Signals
- Christine Anne Pavel left Raymond James Financial Services Advisors, Inc for Keating Financial Advisory Services (registered 2019-04-17)Jul 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address