DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• S• O•••••••

L•• E••••••••• L••BD affiliatedHouston, Tx dual registrantIAPD 2260285

Feed of 09/16/2026

Also filed as Chris Scott Obanner

At current firm

0 y

since Jun 29, 2026

In the industry

18 y

since Dec 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Jun 29, 2026 · Houston, Tx
M••••••••• R••••••••• BD affiliated
Dec 16, 2020 to Oct 29, 2025 · Missouri City, Tx
A••••••• F•••••••• A•••••••• L•• BD affiliated
Oct 31, 2017 to Sep 30, 2020 · Missouri City, Tx
E•••••• A••••••• G••••• L•• BD affiliated
Jul 11, 2016 to Nov 9, 2017 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

M••••••••• R••••••••• to L•• E••••••••• L••
left Oct 29, 2025, registered Jun 29, 2026 (243 days) · Affiliated broker-dealer or bank to another
A••••••• F•••••••• A•••••••• L•• to M••••••••• R•••••••••
left Sep 30, 2020, registered Dec 16, 2020 (77 days) · Other
E•••••• A••••••• G••••• L•• to A••••••• F•••••••• A•••••••• L••
left Nov 9, 2017, registered Oct 31, 2017 (-9 days) · Other

Signals

C••••••••• S• O••••••• left M••••••••• R••••••••• for L•• E••••••••• L•• (registered 2026-06-29)
Oct 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address