DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Titus Wealth Management
Latest filing Jun 10, 2022
First filing on the tape Feb 7, 2012 · 46 filings
RAUM
$574M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$548M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
18 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$573M as of Mar 31, 2022
Feb 7, 2012$58.0M then
HNW client RAUM$411M as of Mar 31, 2022
Mar 30, 2018$279M then
State-registered IARs (5.B.3)10 as of Mar 31, 2022
Feb 7, 20120 then
Employees (5.A)18 as of Mar 31, 2022
Mar 11, 20159 then
Private funds: no history
RAUM +13% over the last fiscal year+14% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Jun 10, 2022; every figure names its basis
- RAUM per advisor
- $57.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 95derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $392,315derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 3.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +23%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$412M72%
- Individuals$136M24%
- Corporations and businesses$12.7M2.2%
- Charitable organizations$7.0M1.2%
- Pension and profit-sharing plans$6.1M1.1%
- Individual clients
- 565reported
- HNW clients
- 384reported
- Pension plan clients
- 7reported
- Charitable clients
- 5reported
- Accounts
- 1,463reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- M. Scot Lance to Wealth Enhancement Advisory Services, LLCSep 1, 2022 · RIA to affiliated broker-dealer or bank
- Derek Green to Wealth Enhancement Advisory Services, LLCSep 1, 2022 · RIA to affiliated broker-dealer or bank
- Eric Maynard Aanes to Associated Planners Investment Advisory IncSep 1, 2022 · Other
- David Lee Else to Wealth Enhancement Advisory Services, LLCSep 1, 2022 · RIA to affiliated broker-dealer or bank
- Jeff David Weber to The Wealth Consulting GroupSep 1, 2022 · RIA to RIA
- Austin Krewson to Wealth Enhancement Advisory Services, LLCSep 1, 2022 · RIA to affiliated broker-dealer or bank
- Lauren Ann Patterson to Polaris Wealth Advisory GroupJan 15, 2016 · Other
Joined, latest
- M. Scot Lance from Wells Fargo AdvisorsNov 13, 2017 · Other
- David Lee Else from LPL Financial LLCSep 29, 2016 · Other
- Derek Green from LPL Financial LLCSep 13, 2016 · Other
- Jeff David Weber from Osaic Fa, Inc.Jun 27, 2016 · Other
- Lauren Ann Patterson from Cetera Advisor Networks LLCMar 31, 2015 · Other
- Eric Maynard Aanes from Associated Planners Investment Advisory IncOct 5, 2005 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Wealth Enhancement Advisory Services, LLCSep 1, 2022 · Larkspur, Ca · Firm absorbed
- 2 joined from LPL Financial LLCDec 21, 2017 · Folsom, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Maynard Eric Aanes · President, Ceo, Advisory Representative, Ownercontrolsince 09/2009 · owns 75% or more
- Anne Rosemary Richard · Chief Compliance Officercontrolsince 09/2016 · owns less than 5%
Related persons
Schedule D 7.A
- Clark Millerreal estaten
- David Elsereal estatey
- Derek Greenreal estaten
- Eric Aanesreal estatey
- Jeff Weberreal estaten
- Robert Gronskireal estatey
Offices
Schedule D 1.F, the 25 largest
- Folsom, CA4 employees
- San Mateo, CA2 employees
What changed
consecutive filings, newest first
- Accounts · 976 to 1,463Mar 31, 2022 to Apr 12, 2022
- Corporate clients · 6 to 5Mar 31, 2022 to Apr 12, 2022
- HNW clients · 389 to 384Mar 31, 2022 to Apr 12, 2022
- Individual clients · 569 to 565Mar 31, 2022 to Apr 12, 2022
- Discretionary RAUM · $573M to $574MMar 31, 2022 to Apr 12, 2022
- HNW RAUM · $411M to $412MMar 31, 2022 to Apr 12, 2022
- Individual RAUM · $136M to $136MMar 31, 2022 to Apr 12, 2022
- RAUM · $573M to $574MMar 31, 2022 to Apr 12, 2022
- Accounts · 1,458 to 976Dec 9, 2021 to Mar 31, 2022
- Advisory employees · 19 to 18Dec 9, 2021 to Mar 31, 2022
- Corporate clients · unset to 6.0Dec 9, 2021 to Mar 31, 2022
- HNW clients · 151 to 389Dec 9, 2021 to Mar 31, 2022
- Individual clients · 627 to 569Dec 9, 2021 to Mar 31, 2022
- Pension plan clients · 9 to 7Dec 9, 2021 to Mar 31, 2022
- Employees · 20 to 18Dec 9, 2021 to Mar 31, 2022
- Discretionary RAUM · $507M to $573MDec 9, 2021 to Mar 31, 2022
- HNW RAUM · $295M to $411MDec 9, 2021 to Mar 31, 2022
- Individual RAUM · $194M to $136MDec 9, 2021 to Mar 31, 2022
- Pension RAUM · $7.0M to $6.1MDec 9, 2021 to Mar 31, 2022
- RAUM · $507M to $573MDec 9, 2021 to Mar 31, 2022
- Accounts · 1,403 to 1,458Mar 18, 2021 to Mar 31, 2021
- Advisory employees · 11 to 19Mar 18, 2021 to Mar 31, 2021
- BD registered reps · 13 to 14Mar 18, 2021 to Mar 31, 2021
- Charity clients · unset to 5.0Mar 18, 2021 to Mar 31, 2021
- HNW clients · 120 to 151Mar 18, 2021 to Mar 31, 2021
- Individual clients · 810 to 627Mar 18, 2021 to Mar 31, 2021
- Pension plan clients · 11 to 9Mar 18, 2021 to Mar 31, 2021
- Employees · 22 to 20Mar 18, 2021 to Mar 31, 2021
- Other offices · 4 to 2Mar 18, 2021 to Mar 31, 2021
- Discretionary RAUM · $373M to $507MMar 18, 2021 to Mar 31, 2021
- HNW RAUM · $142M to $295MMar 18, 2021 to Mar 31, 2021
- Individual RAUM · $217M to $194MMar 18, 2021 to Mar 31, 2021
- Pension RAUM · $8.6M to $7.0MMar 18, 2021 to Mar 31, 2021
- RAUM · $373M to $507MMar 18, 2021 to Mar 31, 2021
- Other offices · 2 to 4Jul 7, 2020 to Sep 29, 2020
- Accounts · 1,308 to 1,403Feb 25, 2020 to Mar 30, 2020
- Advisory employees · 12 to 11Feb 25, 2020 to Mar 30, 2020
- HNW clients · 305 to 120Feb 25, 2020 to Mar 30, 2020
- Individual clients · 986 to 810Feb 25, 2020 to Mar 30, 2020
- Pension plan clients · 10 to 11Feb 25, 2020 to Mar 30, 2020
Signals
9 dated events
- Titus Wealth Management's advisors moved to Wealth Enhancement Advisory Services, LLC (Larkspur, CA): 4 of 6 registered, on the same daySep 1, 2022 · Firm absorbed (people side) · derived
- Derek Green left Titus Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2022-08-04)Sep 1, 2022 · Advisor changed firm · fact
- Austin Krewson left Titus Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2022-08-04)Sep 1, 2022 · Advisor changed firm · fact
- Jeff David Weber left Titus Wealth Management for The Wealth Consulting Group (registered 2022-07-29)Sep 1, 2022 · Advisor changed firm · fact
- David Lee Else left Titus Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2022-08-03)Sep 1, 2022 · Advisor changed firm · fact
- Eric Maynard Aanes left Titus Wealth Management for Associated Planners Investment Advisory Inc (registered 2007-10-03)Sep 1, 2022 · Advisor changed firm · fact
- M. Scot Lance left Titus Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2022-08-03)Sep 1, 2022 · Advisor changed firm · fact
- Titus Wealth Management reported RAUM $507.4M, up 36% from $372.7M (2021-03-18 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Titus Wealth Management filed its initial SEC registration (Form ADV)Nov 14, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026