RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• S••••• A••••
- M••••• R••••••• state registered currentsince Sep 2, 2021 · New York, Ny
- P•••••• C••••••• L•• formerApr 25, 2018 to Sep 30, 2020 · New York, Ny
- L•••• C•••••• G•••• formerNov 21, 2013 to Apr 29, 2015 · San Diego, Ca
- O•••• F•• I••• formerJul 27, 2011 to Dec 31, 2012 · Concord, Nh
- P•• W••••• M••••••••• BD affiliatedFeb 14, 2008 to Mar 14, 2011 · Pittsburgh, Pa
- J••••• H•••••••• W••• L••••• L•• formerApr 11, 2007 to Apr 3, 2008 · Louisville, Ky
- W•••• F•••• A••••••• wirehouseDec 27, 2001 to Jul 9, 2003 · New York, Ny
- P•••••• C••••••• L•• to M••••• R•••••••left Sep 30, 2020, registered Sep 2, 2021 (337 days) · Other
- L•••• C•••••• G•••• to P•••••• C••••••• L••left Apr 29, 2015, registered Apr 25, 2018 (1092 days) · Other
- O•••• F•• I••• to L•••• C•••••• G••••left Dec 31, 2012, registered Nov 21, 2013 (325 days) · Other
- P•• W••••• M••••••••• to O•••• F•• I•••left Mar 14, 2011, registered Jul 27, 2011 (135 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Apr 3, 2008, registered Feb 14, 2008 (-49 days) · Other
- W•••• F•••• A••••••• to J••••• H•••••••• W••• L••••• L••left Jul 9, 2003, registered Apr 11, 2007 (1372 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address