RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- S••••• A•••• M••••••••• L••••• independent RIA currentsince Nov 1, 2018 · Troy, Mi
- F•••••••• E••••• S•••••••• I••• formerJun 22, 2015 to Nov 5, 2018 · Livonia, Mi
- S•••••••• F••••••••• I••• formerJan 2, 2014 to Jun 18, 2015 · Scottsdale, Az
- O••••••••• S••••••••• I••• BD affiliatedDec 1, 2009 to Dec 21, 2013 · Lansing, Mi
- E•••••••• A•••••••• L•• national BDJul 24, 2002 to Dec 31, 2005 · Troy, Mi
- F•••••••• E••••• S•••••••• I••• to S••••• A•••• M••••••••• L•••••left Nov 5, 2018, registered Nov 1, 2018 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• F••••••••• I••• to F•••••••• E••••• S•••••••• I•••left Jun 18, 2015, registered Jun 22, 2015 (4 days) · Other
- O••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Dec 21, 2013, registered Jan 2, 2014 (12 days) · Other
- E•••••••• A•••••••• L•• to O••••••••• S••••••••• I•••left Dec 31, 2005, registered Dec 1, 2009 (1431 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address