DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• V•• B••••

S•••••••• A••••••• L••national BDLos Angeles, Cadual registrantIAPD 2273161

Feed of 09/14/2026

Also filed as John P Buren

At current firm

1 y

since Mar 31, 2025

In the industry

19 y

since Jun 25, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Los Angeles, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
Jan 25, 2024 to Mar 31, 2025 · Los Angeles, Ca
P•••• S••••••••• L•• no RAUM
Oct 11, 2023 to Jan 11, 2024 · El Segundo, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 28, 2022 to Feb 28, 2023 · Los Angeles, Ca
W•••• F•••• A••••••• wirehouse
Mar 25, 2008 to Sep 3, 2008 · Beverly Hills, Ca
E••••• J•••• national BD
Dec 3, 2007 to Feb 1, 2008 · Los Angeles, Ca
M••••• S•••••• • C•• L•• unclassified
Jun 25, 2007 to Dec 5, 2007 · Santa Monica, Ca

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
P•••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jan 11, 2024, registered Jan 25, 2024 (14 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••
left Feb 28, 2023, registered Oct 11, 2023 (225 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Sep 3, 2008, registered Nov 28, 2022 (5199 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to W•••• F•••• A•••••••
left Feb 1, 2008, registered Mar 25, 2008 (53 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• • C•• L•• to E••••• J••••
left Dec 5, 2007, registered Dec 3, 2007 (-2 days) · Other

Signals

J••• V•• B•••• left P•••• S••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-01-25)
Jan 11, 2024 · Advisor changed firm · fact
J••• V•• B•••• left A••••••••• F•••••••• S•••••••• L•• for P•••• S••••••••• L•• (registered 2023-10-11)
Feb 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address