RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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A••• J• R••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 22, 2025 · Fort Lauderdale, Fl
- F•••• H•••••• A•••••••• I•• formerApr 26, 2022 to Aug 21, 2025 · Coral Gables, Fl
- M••••• S•••••• wirehouseMay 13, 2013 to Mar 28, 2022 · Aventura, Fl
- J•• C•••••• A•••••••• L•• formerMay 16, 2012 to May 8, 2013 · Tampa, Fl
- R•• C•••••• M••••••• L•• national BDOct 9, 2009 to Nov 1, 2011 · Fort Lauderdale, Fl
- J• B• H•••••• • C•• unclassifiedMay 23, 2008 to Oct 9, 2009 · Plantation, Fl
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Aug 21, 2025, registered Aug 22, 2025 (1 days) · corporate re-registration, not a move
- M••••• S•••••• to F•••• H•••••• A•••••••• I••left Mar 28, 2022, registered Apr 26, 2022 (29 days) · Wirehouse to independent RIA
- J•• C•••••• A•••••••• L•• to M••••• S••••••left May 8, 2013, registered May 13, 2013 (5 days) · Other
- R•• C•••••• M••••••• L•• to J•• C•••••• A•••••••• L••left Nov 1, 2011, registered May 16, 2012 (197 days) · Other
- J• B• H•••••• • C•• to R•• C•••••• M••••••• L••left Oct 9, 2009, registered Oct 9, 2009 (0 days) · corporate re-registration, not a move
- A••• J• R•••• left M••••• S•••••• for F•••• H•••••• A•••••••• I•• (registered 2022-04-26)Mar 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address