D••••• M•••• R•••

• C••••••••• I••••••••• A•••••••• L•• independent RIA current
  since May 31, 2023 · Tampa, Fl
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jun 2, 2016 to Jun 9, 2023 · San Diego, Ca
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Jun 1, 2016 · San Diego, Ca
• A• G• E•••••• • S•••• I••• unclassified
  Nov 18, 2002 to Jan 1, 2008 · San Diego, Ca

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••••• I••••••••• A•••••••• L••
  left Jun 9, 2023, registered May 31, 2023 (-9 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jun 1, 2016, registered Jun 2, 2016 (1 days) · Other · moved with a team
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jun 9, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address