DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• J••• G••••••

S•••••• P••••••• I••••••••• A•••••••• L••BD affiliatedTuckahoe, Ny dual registrantIAPD 2283980

Feed of 09/14/2026

Also filed as Rob G••••••

At current firm

3 y

since Jun 27, 2023

In the industry

32 y

since Nov 3, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated current
since Jun 27, 2023 · Stamford, Ct
C•••••• G•••• • C• I•• former
Apr 23, 2021 to Jul 20, 2023 · Syracuse, Ny
S••••••• P•••••• F••••••••• L•• former
Apr 20, 2021 to Jul 20, 2023 · San Diego, Ca
W•••••• I••••••••• S••••••••• former
Apr 20, 2021 to Jul 20, 2023 · Pasadena, Ca
C••• F•••••••• S•••••••• L••• former
Apr 20, 2021 to Jul 20, 2023 · San Diego, Ca
N••• F•••••••• G••••• I••• former
Apr 20, 2021 to Jul 20, 2023 · Houston, Tx
S••••••••• A•••••• A•••••••• I••• former
Oct 5, 2020 to Apr 9, 2021 · La Vista, Ne
A•••• P•••• A••••••• former
Oct 5, 2020 to Apr 9, 2021 · Lavista, Ne
V••••••••• W••••• M••••••••• C•••• no RAUM
Oct 30, 2014 to Apr 23, 2021 · Scottsdale, Az
F•• S••••••••• C••••••••• former
Oct 8, 2014 to Apr 6, 2021 · Atlanta, Ga
W••••••• F•••••••• S•••••••• I••• former
Oct 8, 2014 to Apr 6, 2021 · Oakdale, Mn
S•••••••• F••••••••• I••• former
Oct 8, 2014 to Apr 6, 2021 · Scottsdale, Az
O•••• W•••••• I••• BD affiliated
Feb 17, 2010 to Apr 6, 2021 · New York, Ny
E•••••• C•••••• M••••••••• L•• former
Dec 12, 2007 to Aug 14, 2008 · Arlington, Va

Moves

a registration end followed by a registration begin elsewhere

W•••••• I••••••••• S••••••••• to C••• F•••••••• S•••••••• L•••
left Jul 20, 2023, registered Apr 20, 2021 (-821 days) · channel change inside one enterprise, not a move
S••••••• P•••••• F••••••••• L•• to C•••••• G•••• • C• I••
left Jul 20, 2023, registered Apr 23, 2021 (-818 days) · channel change inside one enterprise, not a move
C••• F•••••••• S•••••••• L••• to N••• F•••••••• G••••• I•••
left Jul 20, 2023, registered Apr 20, 2021 (-821 days) · channel change inside one enterprise, not a move
N••• F•••••••• G••••• I••• to S••••••• P•••••• F••••••••• L••
left Jul 20, 2023, registered Apr 20, 2021 (-821 days) · channel change inside one enterprise, not a move
C•••••• G•••• • C• I•• to S•••••• P••••••• I••••••••• A•••••••• L••
left Jul 20, 2023, registered Jun 27, 2023 (-23 days) · Affiliated broker-dealer or bank to another
V••••••••• W••••• M••••••••• C•••• to S••••••••• A•••••• A•••••••• I•••
left Apr 23, 2021, registered Oct 5, 2020 (-200 days) · channel change inside one enterprise, not a move
A•••• P•••• A••••••• to S••••••••• A•••••• A•••••••• I•••
left Apr 9, 2021, registered Oct 5, 2020 (-186 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••
left Apr 9, 2021, registered Oct 5, 2020 (-186 days) · channel change inside one enterprise, not a move
F•• S••••••••• C••••••••• to S•••••••• F••••••••• I•••
left Apr 6, 2021, registered Oct 8, 2014 (-2372 days) · channel change inside one enterprise, not a move
W••••••• F•••••••• S•••••••• I••• to F•• S••••••••• C•••••••••
left Apr 6, 2021, registered Oct 8, 2014 (-2372 days) · channel change inside one enterprise, not a move
S•••••••• F••••••••• I••• to V••••••••• W••••• M••••••••• C••••
left Apr 6, 2021, registered Oct 30, 2014 (-2350 days) · channel change inside one enterprise, not a move
O•••• W•••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Apr 6, 2021, registered Oct 8, 2014 (-2372 days) · channel change inside one enterprise, not a move
E•••••• C•••••• M••••••••• L•• to O•••• W•••••• I•••
left Aug 14, 2008, registered Feb 17, 2010 (552 days) · Other

Signals

R••••• J••• G•••••• left C•••••• G•••• • C• I•• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2023-06-27)
Jul 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address