DFX Intelligence
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Registered advisor
W•••••• J••••• S••••••••
Feed of 09/15/2026
Also filed as J•• S••••••••• S••••••••• S••••••••• J••••• S••••••••• J••••• S••••••••• J••••• S••••••••• J••••• S••••••••
At current firm
13 y
since Sep 18, 2013
In the industry
29 y
since Aug 22, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Sep 18, 2013 · Beaufort, Sc
- A••••••• F•••••••• A•••••••• L•• BD affiliatedNov 1, 2012 to Sep 16, 2013 · Sumter, Sc
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 6, 2012 to Nov 7, 2012 · Columbia, Sc
- S••••••• F•••••••• S•••••••• I••• formerJul 15, 2010 to Jan 5, 2012 · Daniel Island, Sc
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 20, 2002 to Jul 8, 2010 · Columbia, Sc
Moves
a registration end followed by a registration begin elsewhere
- A••••••• F•••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Sep 16, 2013, registered Sep 18, 2013 (2 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to A••••••• F•••••••• A•••••••• L••left Nov 7, 2012, registered Nov 1, 2012 (-6 days) · Other
- S••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 5, 2012, registered Jan 6, 2012 (1 days) · Other
- V•••• F•••••••• A•••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Jul 8, 2010, registered Jul 15, 2010 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address