DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marc Joseph Rohr
Feed of 09/14/2026
At current firm
11 y
since Jan 16, 2015
In the industry
33 y
since Aug 6, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Global Retirement Partners LLC institutional currentsince Jan 16, 2015 · Springfield, Mo
- Financial Telesis, Inc. formerAug 20, 2009 to Nov 17, 2014 · San Rafael, Ca
- Pension Consultants Inc institutionalDec 2, 2005 to Dec 5, 2006 · Springfield, Mo
- Valic Financial Advisors, Inc. BD affiliatedJun 4, 2002 to Dec 20, 2002 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- Financial Telesis, Inc. to Global Retirement Partners LLCleft Nov 17, 2014, registered Jan 16, 2015 (60 days) · Other
- Pension Consultants Inc to Financial Telesis, Inc.left Dec 5, 2006, registered Aug 20, 2009 (989 days) · Other
- Valic Financial Advisors, Inc. to Pension Consultants Incleft Dec 20, 2002, registered Dec 2, 2005 (1078 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address