DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pension Consultants Inc
Latest filing Mar 31, 2026
First filing on the tape Jan 6, 2012 · 60 filings
SEC status approved since Jul 23, 1999
RAUM
$5.4B
reported, Item 5.F
Discretionary
46%
of RAUM
Private clients
1.1%
$58.6M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$904M
derived; firm RAUM over IAPD count
Employees
17
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
60 filings and snapshots on the tape
RAUM$5.4B as of Mar 31, 2026
Feb 13, 2015$0 then
HNW client RAUM$46.6M as of Mar 31, 2026
Mar 7, 2018$32.7M then
State-registered IARs (5.B.3)6 as of Mar 31, 2026
Mar 19, 20120 then
Employees (5.A)17 as of Mar 31, 2026
Feb 12, 201317 then
Private funds: no history
RAUM +10% over the last fiscal year+8.3% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $904MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 6derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $35.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 46%derivedof RAUM
- Institutional
- 99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.6%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, publications, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$5.4B99%
- High-net-worth individuals$46.6M0.9%
- Individuals$12.1M0.2%
- Individual clients
- 23reported
- HNW clients
- 15reported
- Pension plan clients
- 50reported
- Charitable clients
- 0reported
- Accounts
- 155reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.0 institutional_share=0.99 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian David AllenCertified Financial Planner | Springfield, Mo | Jun 29, 2005 | 36 y | 0 |
| Christopher Ronald Thixton | Springfield, Mo | Dec 15, 2017 | 28 y | 1 |
| Elizabeth Angus | Springfield, Mo | Sep 30, 2021 | 20 y | 0 |
| Zachary H AllenChartered Financial Analyst | Springfield, Mo | Apr 19, 2024 | 12 y | 0 |
| Michaela Hutchison | Springfield, Mo | Feb 12, 2025 | 11 y | 0 |
| Eric D McguireCertified Financial Planner | Springfield, Mo | Oct 5, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Jay Christian Pinkston to Pinkston Wealth, LLCJan 3, 2025 · Other
- Bill Nguyen to Forvis Mazars Wealth Advisors, LLCJan 5, 2024 · Other
- Stefan Kip Astheimer to Odingard Capital ManagementMay 11, 2022 · Other
- Luis Jason Flores to Central Trust BankApr 27, 2021 · Other
- Daniel Robert Meier to Oneamerica Securities, Inc.Aug 18, 2016 · Other
- Nikhil K Majithia to Darden Wealth GroupFeb 11, 2015 · Other
- Terry Alan Daniels to Duncker Streett & Co.Aug 14, 2012 · Other
- Marc Joseph Rohr to Financial Telesis, Inc.Dec 5, 2006 · Other
Joined, latest
- Luis Jason Flores from Pks Advisory Services, LLCAug 19, 2016 · Other
- Nikhil K Majithia from Nfp Advisor Services, LLCJun 9, 2014 · Other
- Marc Joseph Rohr from Valic Financial Advisors, Inc.Dec 2, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Brian Allen · Founder, Chairman, And Chief Executive Officercontrolsince 01/2023 · owns 75% or more
- Elizabeth Angus · Chief Compliance Officersince 01/2023 · owns less than 5%
- Ronald Christopher Thixton · Principalsince 12/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Springfield, Mo · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Joplin, MO1 employees
- Springfield, MO1 employees
What changed
consecutive filings, newest first
- Accounts · 146 to 155Mar 3, 2025 to Mar 31, 2026
- HNW clients · 13 to 15Mar 3, 2025 to Mar 31, 2026
- Individual clients · 26 to 23Mar 3, 2025 to Mar 31, 2026
- Employees · 18 to 17Mar 3, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.4B to $2.5BMar 3, 2025 to Mar 31, 2026
- HNW RAUM · $38.6M to $46.6MMar 3, 2025 to Mar 31, 2026
- Individual RAUM · $11.6M to $12.1MMar 3, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.6B to $2.9BMar 3, 2025 to Mar 31, 2026
- Pension RAUM · $4.9B to $5.4BMar 3, 2025 to Mar 31, 2026
- RAUM · $4.9B to $5.4BMar 3, 2025 to Mar 31, 2026
- Accounts · 141 to 146Mar 7, 2024 to Mar 3, 2025
- Advisory employees · 5 to 6Mar 7, 2024 to Mar 3, 2025
- Employees · 20 to 18Mar 7, 2024 to Mar 3, 2025
- Financial planning clients · 0 to 0Mar 7, 2024 to Mar 3, 2025
- State-registered IARs · 7 to 6Mar 7, 2024 to Mar 3, 2025
- Discretionary RAUM · $1.9B to $2.4BMar 7, 2024 to Mar 3, 2025
- HNW RAUM · $37.6M to $38.6MMar 7, 2024 to Mar 3, 2025
- Individual RAUM · $11.9M to $11.6MMar 7, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $2.5B to $2.6BMar 7, 2024 to Mar 3, 2025
- Pension RAUM · $4.4B to $4.9BMar 7, 2024 to Mar 3, 2025
- RAUM · $4.4B to $4.9BMar 7, 2024 to Mar 3, 2025
- Accounts · 147 to 141Feb 15, 2023 to Mar 7, 2024
- HNW clients · 12 to 13Feb 15, 2023 to Mar 7, 2024
- Individual clients · 29 to 26Feb 15, 2023 to Mar 7, 2024
- Pension plan clients · 53 to 50Feb 15, 2023 to Mar 7, 2024
- Employees · 18 to 20Feb 15, 2023 to Mar 7, 2024
- Other offices · 1 to 2Feb 15, 2023 to Mar 7, 2024
- Discretionary RAUM · $2.1B to $1.9BFeb 15, 2023 to Mar 7, 2024
- HNW RAUM · $33.6M to $37.6MFeb 15, 2023 to Mar 7, 2024
- Individual RAUM · $13.9M to $11.9MFeb 15, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $2.2B to $2.5BFeb 15, 2023 to Mar 7, 2024
- Pension RAUM · $4.2B to $4.4BFeb 15, 2023 to Mar 7, 2024
- RAUM · $4.3B to $4.4BFeb 15, 2023 to Mar 7, 2024
- Accounts · 151 to 147Jul 1, 2022 to Feb 15, 2023
- Advisory employees · 8 to 5Jul 1, 2022 to Feb 15, 2023
- Advisory activities · 6 to 5Jul 1, 2022 to Feb 15, 2023
- HNW clients · 16 to 12Jul 1, 2022 to Feb 15, 2023
- Individual clients · 27 to 29Jul 1, 2022 to Feb 15, 2023
- Pension plan clients · 55 to 53Jul 1, 2022 to Feb 15, 2023
- Employees · 19 to 18Jul 1, 2022 to Feb 15, 2023
Signals
9 dated events
- Jay Christian Pinkston left Pension Consultants Inc for Pinkston Wealth, Llc (registered 2026-09-10)Jan 3, 2025 · Advisor changed firm · fact
- Bill Nguyen left Pension Consultants Inc for Forvis Mazars Wealth Advisors, Llc (registered 2024-04-30)Jan 5, 2024 · Advisor changed firm · fact
- Lee Cody Mendenhall (Chief Compliance Officer) no longer on Schedule A of Pension Consultants Inc (listed 2022-07-01, absent 2023-02-15)Feb 15, 2023 · Control person left · inference
- Dee Chelsey Dollarhide (Chief Financial Officer) no longer on Schedule A of Pension Consultants Inc (listed 2022-05-12, absent 2022-06-30)Jun 30, 2022 · Control person left · inference
- Kip Stefan Astheimer (Chief Operating Officer) no longer on Schedule A of Pension Consultants Inc (listed 2022-03-22, absent 2022-05-12)May 12, 2022 · Control person left · inference
- Stefan Kip Astheimer left Pension Consultants Inc for Odingard Capital Management (registered 2022-12-12)May 11, 2022 · Advisor changed firm · fact
- Kip Stefan Astheimer (Chief Operating Officer) appeared on Schedule A of Pension Consultants IncMar 9, 2022 · Control person joined · fact
- Dee Chelsey Dollarhide (Chief Financial Officer) appeared on Schedule A of Pension Consultants IncMar 9, 2022 · Control person joined · fact
- Jenna Pfeifer (Chief Compliance Officer & Director, Finance & Operations) no longer on Schedule A of Pension Consultants Inc (listed 2020-06-30, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pension-consultants-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- PENSION-CONSULTANTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 417.889.4918reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $904Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026