RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••••• K••••••••
- G••••• S•••• I••••••••• A••••••• S•••••••• L•• independent RIA currentsince Mar 14, 2018 · Millstone Twp, Nj
- H• B•••• I••• formerSep 21, 2015 to Mar 5, 2018 · Rockville, Md
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 16, 2010 to Sep 22, 2015 · Millstone Township, Nj
- U••••• S••••••••• A•••••••• I••• unclassifiedJan 25, 2008 to Dec 31, 2009 · Englewood, Co
- U••••• S••••••••• A•••••••• I••• unclassifiedAug 30, 2007 to Dec 31, 2007 · Englewood, Co
- O•••• W•••••• I••• BD affiliatedMar 1, 2007 to Sep 4, 2007 · Millstone Township, Nj
- U••••• S••••••••• A•••••••• I••• unclassifiedJan 27, 2006 to Mar 9, 2007 · Millstone Twp, Nj
- G••••• W••••• M••••••••• I••• BD affiliatedFeb 24, 2004 to Jan 30, 2006 · Manalapan, Nj
- H• B•••• I••• to G••••• S•••• I••••••••• A••••••• S•••••••• L••left Mar 5, 2018, registered Mar 14, 2018 (9 days) · Other
- V••• F•••••••• A•••••••• I••• to H• B•••• I•••left Sep 22, 2015, registered Sep 21, 2015 (-1 days) · Other
- U••••• S••••••••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••left Dec 31, 2009, registered Feb 16, 2010 (47 days) · Other
- O•••• W•••••• I••• to U••••• S••••••••• A•••••••• I•••left Sep 4, 2007, registered Aug 30, 2007 (-5 days) · Other
- U••••• S••••••••• A•••••••• I••• to O•••• W•••••• I•••left Mar 9, 2007, registered Mar 1, 2007 (-8 days) · Other
- G••••• W••••• M••••••••• I••• to U••••• S••••••••• A•••••••• I•••left Jan 30, 2006, registered Jan 27, 2006 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address