DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kelli Lyn Gabriel
Feed of 09/15/2026
Also filed as Kelli Lyn Kauffman
At current firm
0 y
since Feb 17, 2026
In the industry
33 y
since Mar 2, 1993 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Watch Advisors, Inc independent RIA currentsince Feb 17, 2026 · Brentwood, Tn
- Madison Avenue Securities, LLC BD affiliatedAug 30, 2018 to Oct 10, 2025 · Nashville, Tn
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 6, 2015 to Sep 28, 2018 · Nashville, Tn
- Securities America Advisors, Inc. formerNov 7, 2014 to Nov 10, 2015 · Nashville, Tn
- Msi Financial Services, Inc. formerAug 2, 2011 to Nov 19, 2014 · Memphis, Tn
- Securian Financial Services, Inc. formerFeb 1, 2010 to Jul 28, 2011 · Brentwood, Tn
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 3, 2009 · Washington, Dc
- Morgan Stanley Dw Inc. unclassifiedJan 19, 2007 to Apr 2, 2007 · Washington, Dc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 24, 2000 to Jan 23, 2007 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- Madison Avenue Securities, LLC to Wealth Watch Advisors, Incleft Oct 10, 2025, registered Feb 17, 2026 (130 days) · Affiliated broker-dealer or bank to independent RIA
- Cambridge Investment Research Advisors, Inc. to Madison Avenue Securities, LLCleft Sep 28, 2018, registered Aug 30, 2018 (-29 days) · Affiliated broker-dealer or bank to independent RIA
- Securities America Advisors, Inc. to Cambridge Investment Research Advisors, Inc.left Nov 10, 2015, registered Nov 6, 2015 (-4 days) · Other
- Msi Financial Services, Inc. to Securities America Advisors, Inc.left Nov 19, 2014, registered Nov 7, 2014 (-12 days) · Other
- Securian Financial Services, Inc. to Msi Financial Services, Inc.left Jul 28, 2011, registered Aug 2, 2011 (5 days) · Other
- Morgan Stanley & Co. LLC to Securian Financial Services, Inc.left Jun 3, 2009, registered Feb 1, 2010 (243 days) · Other
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley Dw Inc.left Jan 23, 2007, registered Jan 19, 2007 (-4 days) · Other
Signals
- Kelli Lyn Gabriel left Madison Avenue Securities, Llc for Wealth Watch Advisors, Inc (registered 2026-02-17)Oct 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address