RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• V•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 20, 2026 · Boca Raton, Fl
- K••••• P•••••• W••••• S•••••••• L•• BD affiliatedAug 18, 2022 to Jul 20, 2026 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 27, 2019 to Aug 17, 2022 · Boca Raton, Fl
- C••••• A••••••• L•• formerMay 6, 2014 to Dec 31, 2015 · Fort Myers, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to May 14, 2014 · West Palm Beach, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 9, 2006 to Jun 1, 2009 · West Palm Beach, Fl
- K••••• P•••••• W••••• S•••••••• L•• to L•• F•••••••• L••left Jul 20, 2026, registered Jul 20, 2026 (0 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••••• P•••••• W••••• S•••••••• L••left Aug 17, 2022, registered Aug 18, 2022 (1 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 31, 2015, registered Sep 27, 2019 (1366 days) · Other
- M••••• S•••••• to C••••• A••••••• L••left May 14, 2014, registered May 6, 2014 (-8 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- J•• V••••••• left K••••• P•••••• W••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-07-20)Jul 20, 2026 · Advisor changed firm · fact
- J•• V••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for K••••• P•••••• W••••• S•••••••• L•• (registered 2022-08-18)Aug 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address