RIA Intelligence

• I••••••••• A•••••• A•••••••• L•• i••••••••• wealth current
  since Apr 29, 2019 · Mount Dora, Fl
• I••••••••• F•••••••• P••••••• BD affiliated
  Jan 20, 2016 to Apr 25, 2019 · Mount Dora, Fl
• C••••• A••••••• L•• former
  Jan 1, 2004 to Jan 6, 2016 · Greenwood Village, Co
• I•• A••••••• S••••••• I•• unclassified
  May 4, 2001 to Jan 1, 2004 · Mt. Dora, Fl

• I••••••••• F•••••••• P••••••• to I••••••••• A•••••• A•••••••• L••
  left Apr 25, 2019, registered Apr 29, 2019 (4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• C••••• A••••••• L•• to I••••••••• F•••••••• P•••••••
  left Jan 6, 2016, registered Jan 20, 2016 (14 days) · Other
• I•• A••••••• S••••••• I•• to C••••• A••••••• L••
  left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

I••••••••• WEALTHderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address