DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• J• R••••

O•• H•••••• I••••••••• S•••••••independent RIAHouston, TxIA-onlyIAPD 2318022

Certified Financial Planner

Feed of 09/14/2026

Also filed as Eddie J R••••

At current firm

6 y

since Feb 25, 2020

In the industry

33 y

since Aug 2, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•• H•••••• I••••••••• S••••••• independent RIA current
since Feb 25, 2020 · Houston, Tx
E•••••• C•••••• M••••••••• L•• former
Jul 17, 2019 to Jan 28, 2020 · Arlington, Va
E•••••• F•••••••• E•••••• independent RIA
Nov 1, 2018 to Jul 16, 2019 · Houston, Tx
E•••••• F•••••••• S•••••••• L•• former
Aug 8, 2016 to Nov 1, 2018 · Houston, Tx
C•••••• S••••• • C••• I••• national BD
Jan 7, 2011 to Aug 15, 2016 · Houston, Tx
P•• W••••• M••••••••• BD affiliated
Jan 25, 2008 to Dec 7, 2010 · Bristow, Va
E•••••• F•••••••• A••••••• L•• unclassified
Nov 15, 2007 to Jan 10, 2008 · Fairfax, Va
F•••• H•••••• A•••••••• I•• former
Mar 1, 2004 to Oct 18, 2007 · Fairfax, Va
S••••••• I••••••••• S•••••••• I••• former
Apr 21, 2003 to Mar 4, 2004 · Vienna, Va
Q•••• • R•••••• I••• unclassified
Dec 2, 2002 to Mar 12, 2003 · Sugarland, Tx

Moves

a registration end followed by a registration begin elsewhere

E•••••• C•••••• M••••••••• L•• to O•• H•••••• I••••••••• S•••••••
left Jan 28, 2020, registered Feb 25, 2020 (28 days) · RIA to RIA
E•••••• F•••••••• E•••••• to E•••••• C•••••• M••••••••• L••
left Jul 16, 2019, registered Jul 17, 2019 (1 days) · RIA to RIA
E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••
left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to E•••••• F•••••••• S•••••••• L••
left Aug 15, 2016, registered Aug 8, 2016 (-7 days) · Other · moved with a team
P•• W••••• M••••••••• to C•••••• S••••• • C••• I•••
left Dec 7, 2010, registered Jan 7, 2011 (31 days) · Other
E•••••• F•••••••• A••••••• L•• to P•• W••••• M•••••••••
left Jan 10, 2008, registered Jan 25, 2008 (15 days) · Other
F•••• H•••••• A•••••••• I•• to E•••••• F•••••••• A••••••• L••
left Oct 18, 2007, registered Nov 15, 2007 (28 days) · Other
S••••••• I••••••••• S•••••••• I••• to F•••• H•••••• A•••••••• I••
left Mar 4, 2004, registered Mar 1, 2004 (-3 days) · Other
Q•••• • R•••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Mar 12, 2003, registered Apr 21, 2003 (40 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address