DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• B••••

I• F•••••••• A••••••• S••••••• L••independent RIANew York, Ny dual registrantIAPD 2318504

Certified Financial Planner

Feed of 09/15/2026

Also filed as D•••• Ira B••••

At current firm

0 y

since Dec 15, 2025

In the industry

39 y

since Jan 1, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I• F•••••••• A••••••• S••••••• L•• independent RIA current
since Dec 15, 2025 · New York, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Sep 5, 2025 to Jan 5, 2026 · New York, Ny
A•••••• A••••••• S••••••• former
Jan 8, 2025 to Sep 5, 2025 · New York, Ny
S••••••••• I••••••••• independent RIA
May 28, 2024 to Nov 5, 2024 · New York, Ny
I• F•••••••• A••••••• S••••••• L•• independent RIA
Sep 7, 2022 to May 30, 2024 · Charlotte, Nc
L••••••• S••••••••• C•••• BD affiliated
Aug 23, 2021 to Sep 12, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to I• F•••••••• A••••••• S••••••• L••
left Jan 5, 2026, registered Dec 15, 2025 (-21 days) · Affiliated broker-dealer or bank to independent RIA
A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
S••••••••• I••••••••• to A•••••• A••••••• S•••••••
left Nov 5, 2024, registered Jan 8, 2025 (64 days) · RIA to affiliated broker-dealer or bank
I• F•••••••• A••••••• S••••••• L•• to S••••••••• I•••••••••
left May 30, 2024, registered May 28, 2024 (-2 days) · Affiliated broker-dealer or bank to independent RIA
L••••••• S••••••••• C•••• to I• F•••••••• A••••••• S••••••• L••
left Sep 12, 2022, registered Sep 7, 2022 (-5 days) · Affiliated broker-dealer or bank to another

Signals

D•••• B•••• left C••••• I••••••••• A••••••• L•• for I• F•••••••• A••••••• S••••••• L•• (registered 2025-12-15)
Jan 5, 2026 · Advisor changed firm · fact
D•••• B•••• left S••••••••• I••••••••• for A•••••• A••••••• S••••••• (registered 2025-01-08)
Nov 5, 2024 · Advisor changed firm · fact
D•••• B•••• left I• F•••••••• A••••••• S••••••• L•• for S••••••••• I••••••••• (registered 2024-05-28)
May 30, 2024 · Advisor changed firm · fact
D•••• B•••• left L••••••• S••••••••• C•••• for I• F•••••••• A••••••• S••••••• L•• (registered 2022-09-07)
Sep 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address