DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Imprint Wealth LLC

Independent wealth managerMount Pleasant, South CarolinaCRD 322130SEC 801-126084IAPD
Latest filing Mar 31, 2026
First filing on the tape Jun 14, 2022 · 18 filings
SEC status approved since Jul 14, 2022
RAUM
$132M
reported, Item 5.F
Discretionary
64%
of RAUM
Private clients
100%
$131M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$65.8M
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$132M as of Mar 31, 2026
Mar 29, 2023$254M then
HNW client RAUM$119M as of Mar 31, 2026
Mar 29, 2023$147M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 29, 20235 then
Employees (5.A)7 as of Mar 31, 2026
Mar 29, 202312 then
Private funds: no history
RAUM +23% over the last fiscal year-20% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$65.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
38derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.4MderivedHNW RAUM over HNW clients
Average account
$352,685derivedRAUM over accounts (5.F.2.f)
Discretionary
64%derivedof RAUM
Institutional
0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+23%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+21%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$119M91%
  • Individuals$11.5M8.8%
  • Pension and profit-sharing plans$616,6310.5%
Individual clients
41reported
HNW clients
35reported
Pension plan clients
1reported
Charitable clients
0reported
Accounts
373reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Erik Robert FlegalMount Pleasant, Sc Apr 9, 202422 y3
Matthew Logan DaileyMount Pleasant, ScMar 30, 202610 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount14 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Gerard Joseph Mcquaid · Managing Partnercontrol
    since 07/2022 · owns less than 5%
  • Andrew Jeffrey Smith · Chief Compliance Officercontrol
    since 07/2024 · owns less than 5%
  • Gerard Joseph Mcquaid · Managing Membercontrol
    since 05/2013 · owns 75% or more of Ascend Consulting LLC
Entity owners
  • Imprint Holdings LLC · Managing Member
    direct · owns 75% or more
  • Ascend Consulting LLC · Managing Member
    indirect · owns 50% to 75% of Imprint Holdings LLC
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Imprint Wealth LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Mount Pleasant, Sc · principal210
Naples, Fl000
North Wales, Pa000
St Simons Island, Ga000
Stuart, Fl000
Offices
Schedule D 1.F, the 25 largest
  • Naples, FL12 employees
  • Stuart, FL4 employees
  • St. Simons Island, GA2 employees
  • Mount Pleasant, SC1 employees
What changed
consecutive filings, newest first
  • Advisory employees · 1 to 2
    Mar 31, 2025 to Mar 31, 2026
  • Charity clients · unset to 0.0
    Mar 31, 2025 to Mar 31, 2026
  • HNW clients · 50 to 35
    Mar 31, 2025 to Mar 31, 2026
  • Individual clients · 13 to 41
    Mar 31, 2025 to Mar 31, 2026
  • Discretionary RAUM · $59.2M to $84.5M
    Mar 31, 2025 to Mar 31, 2026
  • HNW RAUM · $105M to $119M
    Mar 31, 2025 to Mar 31, 2026
  • Individual RAUM · $1.2M to $11.5M
    Mar 31, 2025 to Mar 31, 2026
  • Non-discretionary RAUM · $48.0M to $47.0M
    Mar 31, 2025 to Mar 31, 2026
  • Pension RAUM · $525,965 to $616,631
    Mar 31, 2025 to Mar 31, 2026
  • RAUM · $107M to $132M
    Mar 31, 2025 to Mar 31, 2026
  • Accounts · 2,142 to 373
    Jul 3, 2024 to Mar 31, 2025
  • Advisory employees · 18 to 1
    Jul 3, 2024 to Mar 31, 2025
  • BD registered reps · 8 to 0
    Jul 3, 2024 to Mar 31, 2025
  • Charity clients · 21.0 to unset
    Jul 3, 2024 to Mar 31, 2025
  • Corporate clients · 59.0 to unset
    Jul 3, 2024 to Mar 31, 2025
  • HNW clients · 247 to 50
    Jul 3, 2024 to Mar 31, 2025
  • Individual clients · 836 to 13
    Jul 3, 2024 to Mar 31, 2025
  • Pension plan clients · unset to 1.0
    Jul 3, 2024 to Mar 31, 2025
  • Assets in custody · 44350500.0 to unset
    Jul 3, 2024 to Mar 31, 2025
  • Custody of client assets · true to false
    Jul 3, 2024 to Mar 31, 2025
  • Employees · 27 to 7
    Jul 3, 2024 to Mar 31, 2025
  • Financial planning clients · 26-50 to 11-25
    Jul 3, 2024 to Mar 31, 2025
  • State-registered IARs · 18 to 1
    Jul 3, 2024 to Mar 31, 2025
  • Other offices · 4 to 0
    Jul 3, 2024 to Mar 31, 2025
  • Discretionary RAUM · $709M to $59.2M
    Jul 3, 2024 to Mar 31, 2025
  • HNW RAUM · $461M to $105M
    Jul 3, 2024 to Mar 31, 2025
  • Individual RAUM · $215M to $1.2M
    Jul 3, 2024 to Mar 31, 2025
  • Non-discretionary RAUM · $0 to $48.0M
    Jul 3, 2024 to Mar 31, 2025
  • Pension RAUM · unset to 525965.0
    Jul 3, 2024 to Mar 31, 2025
  • RAUM · $709M to $107M
    Jul 3, 2024 to Mar 31, 2025
  • Related insurance company · false to true
    Jul 3, 2024 to Mar 31, 2025
  • Advisory employees · 17 to 18
    Mar 28, 2024 to Apr 5, 2024
  • State-registered IARs · 17 to 18
    Mar 28, 2024 to Apr 5, 2024
  • Accounts · 842 to 2,142
    Oct 18, 2023 to Mar 28, 2024
  • Advisory employees · 12 to 17
    Oct 18, 2023 to Mar 28, 2024
  • BD registered reps · 2 to 8
    Oct 18, 2023 to Mar 28, 2024
  • Charity clients · 19 to 21
    Oct 18, 2023 to Mar 28, 2024
  • Corporate clients · 11 to 59
    Oct 18, 2023 to Mar 28, 2024
  • HNW clients · 37 to 247
    Oct 18, 2023 to Mar 28, 2024
  • Individual clients · 496 to 836
    Oct 18, 2023 to Mar 28, 2024
Signals
28 dated events
  • Imprint Wealth Llc reported 1 state-registered advisory representatives, down from 18 (2024-07-03 to 2025-03-31)
    Mar 31, 2025 · Advisor headcount change · derived
  • Imprint Wealth Llc reported RAUM $107.2M, down 85% from $709.1M (2024-07-03 to 2025-03-31)
    Mar 31, 2025 · RAUM change · derived
  • Michael J Iacampo left Imprint Wealth Llc for Naples Wealth Planning (registered 2026-01-01)
    Sep 30, 2024 · Advisor changed firm · fact
  • Nancy Zehr left Imprint Wealth Llc for Naples Wealth Planning (registered 2024-06-25)
    Sep 30, 2024 · Advisor changed firm · fact
  • Richard J Calhoun left Imprint Wealth Llc for Naples Wealth Planning (registered 2024-07-10)
    Sep 30, 2024 · Advisor changed firm · fact
  • Laurence Elliott Hulbert left Imprint Wealth Llc for Naples Wealth Planning (registered 2026-01-01)
    Sep 30, 2024 · Advisor changed firm · fact
  • Mackenzie C Rickman left Imprint Wealth Llc for Naples Wealth Planning (registered 2025-01-01)
    Sep 30, 2024 · Advisor changed firm · fact
  • Nelson Pereira left Imprint Wealth Llc for Naples Wealth Planning (registered 2024-06-28)
    Sep 30, 2024 · Advisor changed firm · fact
  • Andrew Joseph Krone left Imprint Wealth Llc for Naples Wealth Planning (registered 2025-01-01)
    Sep 30, 2024 · Advisor changed firm · fact
  • Craig Daniel Price left Imprint Wealth Llc for Naples Wealth Planning (registered 2024-06-25)
    Sep 30, 2024 · Advisor changed firm · fact
  • Jenee C Peters left Imprint Wealth Llc for Naples Wealth Planning (registered 2025-11-05)
    Sep 30, 2024 · Advisor changed firm · fact
  • John Cimino left Imprint Wealth Llc for Naples Wealth Planning (registered 2025-12-24)
    Sep 30, 2024 · Advisor changed firm · fact
  • Imprint Wealth LLC's advisors moved to Naples Wealth Planning (Mount Pleasant, SC): 7 of 11 registered, on the same day
    Sep 30, 2024 · Firm absorbed (people side) · derived
  • 2 advisors left Imprint Wealth LLC (Stuart, FL) for Naples Wealth Planning on the same day
    Sep 30, 2024 · Team lift-out · derived
  • Andrew Jeffrey Smith (Chief Compliance Officer) appeared on Schedule A of Imprint Wealth Llc
    Jul 3, 2024 · Control person joined · fact
  • Michael Christopher Mortara (Chief Compliance Officer) no longer on Schedule A of Imprint Wealth Llc (listed 2024-04-08, absent 2024-07-03)
    Jul 3, 2024 · Control person left · inference
  • Joseph Gerard Mcquaid left Imprint Wealth Llc for Concurrent Investment Advisors, Llc (registered 2025-12-26)
    Jun 20, 2024 · Advisor changed firm · fact
  • Sean D Mcvey left Imprint Wealth Llc for Lpl Financial Llc (registered 2024-06-28)
    Jun 17, 2024 · Advisor changed firm · fact
  • Tye Lake Pipkin left Imprint Wealth Llc for Concurrent Investment Advisors, Llc (registered 2023-01-30)
    Jun 13, 2024 · Advisor changed firm · fact
  • Kenneth Lake Pipkin left Imprint Wealth Llc for Concurrent Investment Advisors, Llc (registered 2024-10-01)
    Jun 13, 2024 · Advisor changed firm · fact
  • 2 advisors left Imprint Wealth LLC (Mount Pleasant, SC) for Concurrent Investment Advisors, LLC within 7 days
    Jun 13, 2024 · Team lift-out · derived
  • Imprint Wealth Llc reported 17 state-registered advisory representatives, up from 5 (2023-10-18 to 2024-03-28)
    Mar 28, 2024 · Advisor headcount change · derived
  • Imprint Wealth Llc reported RAUM $709.1M, up 179% from $253.9M (2023-10-18 to 2024-03-28)
    Mar 28, 2024 · RAUM change · derived
  • 9 advisors left Laidlaw Wealth Management LLC (Naples, FL) for Imprint Wealth LLC on the same day
    Aug 4, 2023 · Team lift-out · derived
  • Michael Christopher Mortara (Chief Compliance Officer) appeared on Schedule A of Imprint Wealth Llc
    May 19, 2023 · Control person joined · fact
  • Scott Reginald Abry (Managing Partner) no longer on Schedule A of Imprint Wealth Llc (listed 2023-03-29, absent 2023-05-12)
    May 12, 2023 · Control person left · inference
  • 2 advisors left Eudaimonia Partners, LLC (Winchester, TN) for Imprint Wealth LLC on the same day
    Jul 22, 2022 · Team lift-out · derived
  • Imprint Investment Partners, Llc filed its initial SEC registration (Form ADV)
    Jun 14, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Principal office phone
(843) 834-314-4313reportedpublic record, Form ADV, Mar 31, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$65.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026