DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••••• F••••
Legal name W•••••• F•••• M••••• P•••••••• M••••••••• I••
Latest filing Mar 26, 2026
First filing on the tape Mar 21, 2012 · 22 filings
SEC status approved since Oct 18, 1995
RAUM
$2.3B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
89%
$2.1B individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$211M
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$2.3B as of Mar 26, 2026
Mar 21, 2012$409M then
HNW client RAUM$1.2B as of Mar 26, 2026
Mar 23, 2018$637M then
State-registered IARs (5.B.3)10 as of Mar 26, 2026
Mar 22, 20135 then
Employees (5.A)14 as of Mar 26, 2026
Mar 22, 20138 then
Private funds: no history
RAUM +7.9% over the last fiscal year+16% a year over threeIARs 12 to 10
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $211MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 145derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 11.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $556M, 672 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B54%
- Individuals$828M36%
- Charitable organizations$170M7.3%
- State and municipal entities$62.6M2.7%
- Pension and profit-sharing plans$16.6M0.7%
- Individual clients
- 636reported
- HNW clients
- 955reported
- Pension plan clients
- 3reported
- Charitable clients
- 57reported
- Accounts
- 1,591reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $271M managedreported
- Custody of client assets
- $556M for 672 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• P•••••• M••••• | Indianapolis, In | Apr 6, 1999 | 42 y | 2 |
| D••••• F•••• W••••••Chartered Financial Analyst | Indianapolis, In | Apr 6, 1999 | 42 y | 1 |
| K••• W•••••• H•••••••• | Indianapolis, In | Feb 6, 2006 | 21 y | 0 |
| K••••••• A•• B••••• | Indianapolis, In | Jul 1, 2010 | 17 y | 0 |
| R••• M• B•••••• | Indianapolis, In | Jul 19, 2010 | 18 y | 2 |
| E•••• M••••••• P••• | Indianapolis, In | Dec 18, 2017 | 10 y | 0 |
| J•••• J•••• R•••• | Indianapolis, In | Aug 1, 2019 | 12 y | 0 |
| J••• C••••••• S•••••••••Chartered Financial Analyst | Indianapolis, In | Feb 14, 2023 | 12 y | 0 |
| L••• I••••• G•••• | Indianapolis, In | Nov 2, 2024 | 10 y | 0 |
| N•••••• D• U••••• M•••• | Indianapolis, In | Nov 2, 2024 | 10 y | 0 |
| T•••• A•• C••••• | Indianapolis, In | Feb 10, 2025 | 29 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••••••• A•• J••••• to S••••• B•••• I••••••••• A•••••••• L••Aug 4, 2010 · Other
Joined, latest
- T•••• A•• C••••• from G•••••• I••••••••• M•••••••••Feb 10, 2025 · RIA to RIA
- R••• M• B•••••• from P•• W••••• M•••••••••Jul 19, 2010 · Other
- M•••••• P•••••• M••••• from M••• M••••• I••••••••• C••••••• I•••Apr 6, 1999 · Other
- D••••• F•••• W•••••• from M••• M••••• I••••••••• C••••••• I•••Apr 6, 1999 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• R•••• M• · Principalcontrolsince 01/2020 · owns 5% to 10%
- B•••••• K•••••••• A•• · Chief Compliance Officer, Principalcontrolsince 05/2015 · owns 5% to 10%
- F••••• G•••••• S•••• · Principalcontrolsince 10/1995 · owns 25% to 50%
- H••••••••• K•••• W•••••• · Principalcontrolsince 11/2010 · owns 10% to 25%
- M•••••• M••••••• P•••••• · Principalcontrolsince 06/2004 · owns 10% to 25%
- W••••••• D•••••• F•••• · Principalcontrolsince 10/1995 · owns 25% to 50%
- P•••• E••••• M••••••• · Principalsince 09/2023 · owns less than 5%
- R••••• J••••• J•••• · Principalsince 09/2023 · owns less than 5%
- S••••••••• J•••• C••••••• · Principalsince 04/2022 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indianapolis, In · principal | 11 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,529 to 1,591Mar 26, 2025 to Mar 26, 2026
- Charity clients · 54 to 57Mar 26, 2025 to Mar 26, 2026
- HNW clients · 882 to 955Mar 26, 2025 to Mar 26, 2026
- Individual clients · 588 to 636Mar 26, 2025 to Mar 26, 2026
- Pension plan clients · 4 to 3Mar 26, 2025 to Mar 26, 2026
- Assets in custody · $477M to $556MMar 26, 2025 to Mar 26, 2026
- State-registered IARs · 12 to 10Mar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $2.1B to $2.3BMar 26, 2025 to Mar 26, 2026
- HNW RAUM · $1.1B to $1.2BMar 26, 2025 to Mar 26, 2026
- Individual RAUM · $759M to $828MMar 26, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $35.7M to $46.1MMar 26, 2025 to Mar 26, 2026
- Pension RAUM · $16.0M to $16.6MMar 26, 2025 to Mar 26, 2026
- RAUM · $2.1B to $2.3BMar 26, 2025 to Mar 26, 2026
- Wrap assets (manager) · $255M to $271MMar 26, 2025 to Mar 26, 2026
- Accounts · 1,375 to 1,529Jul 11, 2024 to Mar 26, 2025
- Advisory employees · 8 to 9Jul 11, 2024 to Mar 26, 2025
- Charity clients · 48 to 54Jul 11, 2024 to Mar 26, 2025
- HNW clients · 771 to 882Jul 11, 2024 to Mar 26, 2025
- Individual clients · 550 to 588Jul 11, 2024 to Mar 26, 2025
- Pension plan clients · 5 to 4Jul 11, 2024 to Mar 26, 2025
- Assets in custody · $433M to $477MJul 11, 2024 to Mar 26, 2025
- Employees · 13 to 14Jul 11, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 0Jul 11, 2024 to Mar 26, 2025
- State-registered IARs · 10 to 12Jul 11, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.8B to $2.1BJul 11, 2024 to Mar 26, 2025
- HNW RAUM · $1.6B to $1.1BJul 11, 2024 to Mar 26, 2025
- Individual RAUM · $40.4M to $759MJul 11, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $40.3M to $35.7MJul 11, 2024 to Mar 26, 2025
- Pension RAUM · $13.7M to $16.0MJul 11, 2024 to Mar 26, 2025
- RAUM · $1.8B to $2.1BJul 11, 2024 to Mar 26, 2025
- Wrap assets (manager) · $231M to $255MJul 11, 2024 to Mar 26, 2025
- Accounts · 1,270 to 1,375Mar 27, 2023 to Mar 29, 2024
- Advisory employees · 7 to 8Mar 27, 2023 to Mar 29, 2024
- Charity clients · 45 to 48Mar 27, 2023 to Mar 29, 2024
- HNW clients · 710 to 771Mar 27, 2023 to Mar 29, 2024
- Individual clients · 508 to 550Mar 27, 2023 to Mar 29, 2024
- Pension plan clients · 6 to 5Mar 27, 2023 to Mar 29, 2024
- Assets in custody · $295M to $433MMar 27, 2023 to Mar 29, 2024
- Employees · 11 to 13Mar 27, 2023 to Mar 29, 2024
- State-registered IARs · 9 to 10Mar 27, 2023 to Mar 29, 2024
Signals
2 dated events
- C••••••• J••• S••••••••• (Principal) appeared on Schedule A of W•••••• F••••Mar 27, 2023 · Control person joined · fact
- M Ross Bennett (Principal) appeared on Schedule A of W•••••• F••••Mar 31, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 317-269-0224reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 317-269-0227reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 317-269-0224reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- woodleyfarra.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $211Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026