DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• W•••• G•••••••

G•• S••••••••• I•••BD affiliatedPalm Beach Gardens, Fl dual registrantIAPD 232459

Feed of 09/15/2026

Also filed as Ken G•••••••

At current firm

1 y

since Aug 14, 2025

In the industry

42 y

since Jun 28, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•• S••••••••• I••• BD affiliated current
since Aug 14, 2025 · Palm Beach Gardens, Fl
C•••••• A••••••• BD affiliated
Feb 17, 2016 to Aug 5, 2025 · Austin, Tx
L•••••• I••••••••• independent RIA
Jun 12, 2006 to Aug 5, 2025 · Fort Washington, Pa
G•••• A••••••• A•••••••• I••• former
May 20, 2005 to Jun 12, 2006 · Cincinnati, Oh
P•• A•••• M••••••••• I•• unclassified
Apr 4, 2001 to May 19, 2005 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• to G•• S••••••••• I•••
left Aug 5, 2025, registered Aug 14, 2025 (9 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to C•••••• A•••••••
left Aug 5, 2025, registered Feb 17, 2016 (-3457 days) · Other
G•••• A••••••• A•••••••• I••• to L•••••• I•••••••••
left Jun 12, 2006, registered Jun 12, 2006 (0 days) · Other
P•• A•••• M••••••••• I•• to G•••• A••••••• A•••••••• I•••
left May 19, 2005, registered May 20, 2005 (1 days) · Other

Signals

K•••••• W•••• G••••••• left C•••••• A••••••• for G•• S••••••••• I••• (registered 2025-08-14)
Aug 5, 2025 · Advisor changed firm · fact
K•••••• W•••• G••••••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2016-02-17)
Aug 5, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address