RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- B••••••• F•••••••• P••••••• independent RIA currentsince Nov 14, 2022 · Needham, Ma
- B••••••• F•••••••• P••••••• L•• formerApr 23, 2007 to Dec 9, 2022 · Needham, Ma
- F••••••• P••••••• T•••• C••••••• F•• unclassifiedJan 31, 2005 to Mar 13, 2007 · Boston, Ma
- S•••••••• A••••••• L•• national BDJul 1, 2003 to Mar 13, 2007 · Boston, Ma
- B••••••• F•••••••• P••••••• L•• to B••••••• F•••••••• P•••••••left Dec 9, 2022, registered Nov 14, 2022 (-25 days) · channel change inside one enterprise, not a move · moved with a team
- S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••left Mar 13, 2007, registered Jan 31, 2005 (-771 days) · Other
- F••••••• P••••••• T•••• C••••••• F•• to B••••••• F•••••••• P••••••• L••left Mar 13, 2007, registered Apr 23, 2007 (41 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address