DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• F•••••••• P•••••••
Legal name B••••••• F•••••••• A•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Sep 9, 2022 · 13 filings
SEC status approved since Oct 26, 2022
RAUM
$3.8B
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
76%
$2.8B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$235M
derived; firm RAUM over IAPD count
Employees
24
15 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$3.8B as of Mar 24, 2026
Mar 24, 2023$2.7B then
HNW client RAUM$1.5B as of Mar 24, 2026
Mar 24, 2023$1.0B then
State-registered IARs (5.B.3)13 as of Mar 24, 2026
Mar 24, 202313 then
Employees (5.A)24 as of Mar 24, 2026
Mar 24, 202323 then
Private funds: no history
RAUM +11% over the last fiscal year+11% a year over threeIARs 12 to 13offices 1 to 3
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $235MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 119derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $876,942derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +8.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $706M, 357 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B39%
- Individuals$1.4B36%
- Corporations and businesses$878M23%
- Charitable organizations$37.0M1.0%
- Individual clients
- 1,553reported
- HNW clients
- 345reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 4,286reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $706M for 357 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.76 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• J••••• C••••• | Needham, Ma | Nov 14, 2022 | 26 y | 1 |
| D••••• B••• J•••• | Needham, Ma | Nov 14, 2022 | 29 y | 2 |
| P•••• M•••••• G•••••Certified Financial Planner | Needham, Ma | Nov 14, 2022 | 30 y | 2 |
| C•••••• M•••••• G••••••••• | Needham, Ma | Nov 14, 2022 | 29 y | 3 |
| R••••• D•••• S••••••••Certified Financial Planner | Needham, Ma | Nov 17, 2022 | 34 y | 3 |
| C••••• A••• F••••••Certified Financial Planner | Needham, Ma | Nov 22, 2022 | 26 y | 1 |
| D••••• R•••••• G•••••Certified Financial Planner | Needham, Ma | Nov 22, 2022 | 26 y | 3 |
| B•••• D••••• C••••••• | Needham, Ma | Nov 22, 2022 | 25 y | 1 |
| B•••••• G•• B•••••••Chartered Financial Analyst | Needham, Ma | Nov 22, 2022 | 24 y | 2 |
| J••• F••••• B•••••Certified Financial Planner | Needham, Ma | Nov 22, 2022 | 15 y | 1 |
| P••••• J••••• D••••••Chartered Financial Analyst | Needham, Ma | Nov 22, 2022 | 15 y | 1 |
| R••••• J• D•••••••• | Needham, Ma | Nov 29, 2022 | 23 y | 2 |
| O••• G••••••Chartered Financial Analyst | Needham, Ma | Jul 26, 2023 | 10 y | 2 |
| J••• A••••• C••••• | Needham, Ma | Jun 25, 2025 | 12 y | 0 |
| T•••• C•••••• S•••••••• | Washington, Dc | Aug 18, 2025 | 11 y | 1 |
| G•••• K••••••• D••••Chartered Financial Analyst | Needham, Ma | Feb 19, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- B•••••• T••• K••• to R•••••• W••••• M•••••••••Nov 6, 2024 · RIA to a state-registered adviser
Joined, latest
- T•••• C•••••• S•••••••• from T•• B•••Aug 18, 2025 · Other
- B•••••• T••• K••• from S••••• W••••• A•••••••• I•••Sep 12, 2023 · Other
- O••• G•••••• from C••••••Jul 26, 2023 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 11 joined from B••••••• F•••••••• P••••••• L••Dec 8, 2022 · Needham, Ma · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• B••••••• G•• · Co-Chief Investment Officercontrolsince 06/2024 · owns less than 5%
- C•••••• T•••••• J••••• · Director Of Wealth Managementcontrolsince 09/2022 · owns less than 5%
- D••••••• P•••••• J••••• · Co-Chief Investment Officercontrolsince 09/2022 · owns less than 5%
- H•••••• E•••••• F•••••• · Chief Financial Officercontrolsince 09/2022 · owns less than 5%
- S•••••• M••••••• H••••• · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
Entity owners
- F•••• O••••••••• L•• · Memberdirect · owns 75% or more
- C••• F•••••••• C••••••••• L••• · Partnerindirect · owns 25% to 50% of C••• F•••••••• H•••••••• L•••
- C••• F•••••••• H•••••••• L••• · Partnerindirect · owns 50% to 75% of F•••••••• F•• U••••••• H•••••••• L•
- C••••••• D••••••• • R••• F••• X••• L••• · Partnerindirect · owns 50% to 75% of C••• F•••••••• H•••••••• L•••
- F•••••••• F•• A••••••••• L•• · Shareholder, Class A Common Stockindirect · owns 75% or more of F•••• F•••••••• P••••••• I•••
- F•••••••• F•• I••••••••• H•••••••• L•• · Memberindirect · owns 75% or more of F•••••••• F•• A••••••••• L••
- F•••••••• F•• P•••••• I•• · Memberindirect · owns 75% or more of F•••••••• F•• I••••••••• H•••••••• L••
- F•••••••• F•• U••••••• H•••••••• L• · Shareholder, Class B Common Stockindirect · owns 75% or more of F•••• F•••••••• P••••••• I•••
- F•••••••• F•• U••••••• H•••••••• L• · Shareholderindirect · owns 75% or more of F•••••••• F•• P•••••• I••
- F•••• F•••••••• P••••••• I••• · Memberindirect · owns 75% or more of F•••• F•••••••• P•••••••• L••
- F•••• F•••••••• P•••••••• L•• · Memberindirect · owns 75% or more of F•••• O••••••••• L••
Related persons
Schedule D 7.A
- F•••• R••• S••••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Needham, Ma · principal | 16 | 1 | 0 | ||
| Indianapolis, In | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Irving, TX1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 24, 2026B•••••••• B••••••• G•• (CO-CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2023-09-15 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Individual clients · 1,462 to 1,553Mar 27, 2025 to Mar 24, 2026
- Assets in custody · $480M to $706MMar 27, 2025 to Mar 24, 2026
- Employees · 23 to 24Mar 27, 2025 to Mar 24, 2026
- State-registered IARs · 12 to 13Mar 27, 2025 to Mar 24, 2026
- Other offices · 1 to 3Mar 27, 2025 to Mar 24, 2026
- Discretionary RAUM · $2.5B to $2.7BMar 27, 2025 to Mar 24, 2026
- HNW RAUM · $1.3B to $1.5BMar 27, 2025 to Mar 24, 2026
- Individual RAUM · $1.3B to $1.4BMar 27, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $894M to $1.0BMar 27, 2025 to Mar 24, 2026
- RAUM · $3.4B to $3.8BMar 27, 2025 to Mar 24, 2026
- Accounts · 4,275 to 4,286Mar 27, 2025 to Mar 24, 2026
- Advisory employees · 14 to 15Mar 27, 2025 to Mar 24, 2026
- Corporate clients · 5 to 6Mar 27, 2025 to Mar 24, 2026
- HNW clients · 277 to 345Mar 27, 2025 to Mar 24, 2026
- Accounts · 3,968 to 4,275Nov 19, 2024 to Mar 27, 2025
- Charity clients · 5 to 6Nov 19, 2024 to Mar 27, 2025
- Corporate clients · 6 to 5Nov 19, 2024 to Mar 27, 2025
- HNW clients · 220 to 277Nov 19, 2024 to Mar 27, 2025
- Individual clients · 1,314 to 1,462Nov 19, 2024 to Mar 27, 2025
- Assets in custody · $507M to $480MNov 19, 2024 to Mar 27, 2025
- Employees · 22 to 23Nov 19, 2024 to Mar 27, 2025
- Financial planning clients · 251-500 to 251-500Nov 19, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.2B to $2.5BNov 19, 2024 to Mar 27, 2025
- HNW RAUM · $1.1B to $1.3BNov 19, 2024 to Mar 27, 2025
- Individual RAUM · $1.1B to $1.3BNov 19, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $810M to $894MNov 19, 2024 to Mar 27, 2025
- RAUM · $3.0B to $3.4BNov 19, 2024 to Mar 27, 2025
- Related insurance company · false to trueNov 19, 2024 to Mar 27, 2025
- Advisory employees · 15 to 14Aug 26, 2024 to Nov 19, 2024
- Employees · 23 to 22Aug 26, 2024 to Nov 19, 2024
- State-registered IARs · 13 to 12Aug 26, 2024 to Nov 19, 2024
- Other offices · 2 to 1Aug 26, 2024 to Nov 19, 2024
- Advisory employees · 16 to 15Mar 25, 2024 to Jun 13, 2024
- Employees · 25 to 23Mar 25, 2024 to Jun 13, 2024
- Accounts · 3,920 to 3,968Nov 22, 2023 to Mar 25, 2024
- Charity clients · unset to 5.0Nov 22, 2023 to Mar 25, 2024
- Corporate clients · unset to 6.0Nov 22, 2023 to Mar 25, 2024
- HNW clients · 230 to 220Nov 22, 2023 to Mar 25, 2024
- Individual clients · 1,328 to 1,314Nov 22, 2023 to Mar 25, 2024
- Assets in custody · $378M to $507MNov 22, 2023 to Mar 25, 2024
Signals
4 dated events
- B•••••• T••• K••• left B••••••• F•••••••• P••••••• for R•••••• W••••• M••••••••• (registered 2025-02-13)Nov 6, 2024 · Advisor changed firm · fact
- Anthony Lawrence Fiore (Director Of Tax Services) no longer on Schedule A of B••••••• F•••••••• P••••••• (listed 2024-06-13, absent 2024-08-26)Aug 26, 2024 · Control person left · inference
- B••••••• F•••••••• P••••••• L••'s advisors moved to B••••••• F•••••••• P••••••• (Needham, MA): 11 of 12 registered, a day apartDec 8, 2022 · Firm absorbed (people side) · derived
- B••••••• F•••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Sep 9, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••• F•••••••• P••••••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 415-900-3871reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 512-498-7080reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 561-200-2070reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/focus-financial-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- focusfinancialpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-400-2800reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- corporate.focuspartners.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $235Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026