RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L• W•••••••••
- A•••• P•••••••• L•• independent RIA currentsince Jul 22, 2022 · Woodcliff Lake, Nj
- B• R•••• W••••• A•••••••• I••• BD affiliatedMar 3, 2017 to Jul 22, 2022 · New York, Ny
- M••••• S•••••• wirehouseJun 18, 2013 to Feb 10, 2017 · Paramus, Nj
- W•••• F•••• A••••••• wirehouseApr 16, 2008 to Jun 18, 2013 · Fair Lawn, Nj
- B• R•••• W••••• A•••••••• I••• to A•••• P•••••••• L••left Jul 22, 2022, registered Jul 22, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to B• R•••• W••••• A•••••••• I•••left Feb 10, 2017, registered Mar 3, 2017 (21 days) · Other
- W•••• F•••• A••••••• to M••••• S••••••left Jun 18, 2013, registered Jun 18, 2013 (0 days) · Wirehouse to wirehouse
- J•••• L• W••••••••• left B• R•••• W••••• A•••••••• I••• for A•••• P•••••••• L•• (registered 2022-07-22)Jul 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address