RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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R••••• R•••• M••••••
- M•••••• I••••••••• i••••••••• wealth currentsince Oct 1, 2025 · Carnegie, Pa
- C••••••••• F•••••••• N•••••• national BDNov 9, 2021 to Oct 2, 2025 · Carnegie, Pa
- L•• F•••••••• L•• BD affiliatedNov 30, 2010 to Nov 23, 2021 · Fort Mill, Sc
- N•• A•••••••• I••• unclassifiedDec 15, 2008 to Nov 30, 2010 · Pittsburgh, Pa
- A••••••• A••••••• S••••••• formerFeb 15, 2007 to Dec 23, 2008 · Pittsburgh, Pa
- P•••••••• S••••••••• I••• BD affiliatedDec 16, 2004 to Jan 29, 2007 · Pittsburgh, Pa
- C••••••••• F•••••••• N•••••• to M•••••• I•••••••••left Oct 2, 2025, registered Oct 1, 2025 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Nov 23, 2021, registered Nov 9, 2021 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
- N•• A•••••••• I••• to L•• F•••••••• L••left Nov 30, 2010, registered Nov 30, 2010 (0 days) · corporate re-registration, not a move
- A••••••• A••••••• S••••••• to N•• A•••••••• I•••left Dec 23, 2008, registered Dec 15, 2008 (-8 days) · Other
- P•••••••• S••••••••• I••• to A••••••• A••••••• S•••••••left Jan 29, 2007, registered Feb 15, 2007 (17 days) · Other
- R••••• R•••• M•••••• left C••••••••• F•••••••• N•••••• for M•••••• I••••••••• (registered 2025-10-01)Oct 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address