RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• M•••••••
- W•••• F•••• A••••••• wirehouse currentsince May 26, 2022 · Short Hills, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 8, 2019 to May 26, 2022 · Pennington, Nj
- I••• W••••• A•••••••• L•• independent RIAJan 11, 2018 to Sep 24, 2018 · West Palm Beach, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 16, 2012 · Warren, Nj
- M••••• S•••••• • C•• L•• unclassifiedOct 20, 2008 to Jun 1, 2009 · Warren, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 8, 2005 to Sep 30, 2008 · Pennington, Nj
- A• G• E•••••• • S•••• I••• unclassifiedJan 13, 2004 to Mar 31, 2005 · Warren, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left May 26, 2022, registered May 26, 2022 (0 days) · Wirehouse to wirehouse
- I••• W••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 24, 2018, registered Jan 8, 2019 (106 days) · RIA to wirehouse
- M••••• S•••••• to I••• W••••• A•••••••• L••left Feb 16, 2012, registered Jan 11, 2018 (2156 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••left Sep 30, 2008, registered Oct 20, 2008 (20 days) · Other
- A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 31, 2005, registered Apr 8, 2005 (8 days) · Other
- A••• M••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2022-05-26)May 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address