DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ceferino Rodriguez
Feed of 09/14/2026
Also filed as Ceferino N Rodriguez
At current firm
5 y
since Jul 15, 2021
In the industry
29 y
since Apr 2, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Truist Advisory Services, Inc. BD affiliated currentsince Jul 15, 2021 · Wesley Chapel, Fl
- Raymond James Financial Services Advisors, Inc BD affiliatedFeb 7, 2020 to Jul 13, 2021 · Saint Petersburg, Fl
- Raymond James & Associates, Inc. national BDNov 18, 2016 to Dec 31, 2019 · St. Petersburg, Fl
- Investacorp Advisory Services Inc formerDec 4, 2015 to Oct 24, 2016 · Miami, Fl
- Independent Financial Partners BD affiliatedSep 26, 2011 to Jul 10, 2015 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Truist Advisory Services, Inc.left Jul 13, 2021, registered Jul 15, 2021 (2 days) · Affiliated broker-dealer or bank to another
- Raymond James & Associates, Inc. to Raymond James Financial Services Advisors, Incleft Dec 31, 2019, registered Feb 7, 2020 (38 days) · Affiliated broker-dealer or bank to another · moved with a team
- Investacorp Advisory Services Inc to Raymond James & Associates, Inc.left Oct 24, 2016, registered Nov 18, 2016 (25 days) · Other
- Independent Financial Partners to Investacorp Advisory Services Incleft Jul 10, 2015, registered Dec 4, 2015 (147 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address