RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• B•••••• R•••••••••
- P•••••• I••••••••• A•••••••• L•• independent RIA currentsince Jun 22, 2021 · Baton Rouge, La
- F•••• H•••••••• C••••••••• I••• BD affiliatedNov 4, 2019 to Jul 1, 2020 · Baton Rouge, La
- C••••• A••••••• L•• formerJul 13, 2018 to Dec 3, 2019 · Baton Rouge, La
- O••••••••• S••••••••• I••• BD affiliatedFeb 11, 2010 to Jul 12, 2018 · Baton Rouge, La
- F•••• H•••••••• C••••••••• I••• to P•••••• I••••••••• A•••••••• L••left Jul 1, 2020, registered Jun 22, 2021 (356 days) · Affiliated broker-dealer or bank to a newly registered adviser
- C••••• A••••••• L•• to F•••• H•••••••• C••••••••• I•••left Dec 3, 2019, registered Nov 4, 2019 (-29 days) · Affiliated broker-dealer or bank to another
- O••••••••• S••••••••• I••• to C••••• A••••••• L••left Jul 12, 2018, registered Jul 13, 2018 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address