RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••••• V••••••
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince May 26, 2022 · Daytona Beach, Fl
- P•••••••• S••••••••• I••• BD affiliatedJun 18, 2015 to Nov 15, 2016 · Daytona Beach, Fl
- C• W••••• M••••••••• L•• independent RIAFeb 14, 2013 to May 21, 2015 · Schaumburg, Il
- P•••••••• S••••••••• I••• BD affiliatedJun 9, 2009 to Oct 5, 2012 · Maitland, Fl
- S••••••• I••••••••• S•••••••• I••• formerMay 9, 2005 to Jun 5, 2006 · Daytona Beach Shores, Fl
- P•••••••• S••••••••• I••• to T••••••• I••••••••• M••••••••• I•••left Nov 15, 2016, registered May 26, 2022 (2018 days) · Other
- C• W••••• M••••••••• L•• to P•••••••• S••••••••• I•••left May 21, 2015, registered Jun 18, 2015 (28 days) · Other
- P•••••••• S••••••••• I••• to C• W••••• M••••••••• L••left Oct 5, 2012, registered Feb 14, 2013 (132 days) · Other
- S••••••• I••••••••• S•••••••• I••• to P•••••••• S••••••••• I•••left Jun 5, 2006, registered Jun 9, 2009 (1100 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address